*from the epiphany to the ‘esthetic image’… *—the evolution of the aesthetic theory in Joyce’s early fiction. …

*(follows on from *‘the fold in the self-creation of the artist’.).

 

*on ‘Art and Life’. …
*—the evolution of the aesthetic theory in Joyce’s writing.

*(by way of introduction…)

 

In the first… chapter (?)—string-thread of fragments here,… I contextualised Nietzsche’s ironic ‘Schopenhauerian’–anti-Schopenhauerianism in The Birth of Tragedy through reference to the ‘On Truth’ essay which followed it and to the ‘On Schopenhauer’ fragment which preceded it. …

 

*—I argued that the text’s being book-ended by these two explicitcritiques of Schopenhauer, underpins the latent anti-metaphysics in-of the text. …

 

 

*—Through a comparison of the ‘primal unity’ (Ur-Eine) of Birth with Bergson’s notion of *duration as the flux of the undivided continuity of (interpenetrating) states, I argued that the ‘primal unity’ far more closely approximates Nietzsche’s own later formulation of *‘the will to power’, understood here as the differential element (—‘sense’) defining the hierarchy of forces vying for dominance of a given quantum of reality (—the ‘essence’ of any one quantum naming the ‘sense’ with which it is most sympathetic) than it does the metaphysical unity of Schopenhauer’s ‘will’. …

*(—see esp. … on *‘Intution, Flux, and anti-metaphysics’., & *‘the will to power’. …).

 

 

*—In what follows here (now), then, —I want to examine what I’ll argue represents the analogous ironic appropriation of the terms of Aquinas’s philosophy of art and theory of ‘beauty’ in Stephen’s aesthetic theory between Joyce’s Stephen Hero *(ed. Theodore Spencer [London: Paladin, 1991,—SH) and A Portrait of the Artist as a Young Man (—[London: Penguin, 1992].—Portrait). …

 

 

—In this first part-fragment, I want to turn to the context of the early critical reception of the aesthetic theory of Stephen Hero and in particular of the concept of the ‘epiphany’ and to revive the terms of the early debate around the concept. …

 

 

*—There are two antithetical positions at stake in this reception, which still bear a strong influence on contemporary critical treatment of the development of Stephen’s aesthetic and its relationship to Joyce’s larger corpus. …

 

—The first is that the concept of the ‘epiphany’ applies only to Joyce’s own early—fragmented—compositions and can’t (—ought not to) be applied beyond these, to name a literary technique at stake in Joyce’s mature writing. …

 

The second is that the ‘epiphany’ can be used to name all and any of the structures of revelation at play in Joyce’s writing.

 

 

*… And so. … —I’ll argue here for an alternative—third—critical position through a reassessment of Stephen’s ironic appropriation of Aquinas’s conception of ‘beauty’ in the exposition of his aesthetic theory between Stephen Hero and Portrait. …

 

 

*—I’ll argue that the concept of the ‘epiphany’ is, in fact, refined into that of the ‘esthetic image’ in-of Portrait, which retains-maintains and—draws out *(—clarifies)what is at stake within *(—the fundamental shape of) the ‘epiphany’,—shorn of the religious and metaphysical… baggage which still clung to the earlier term. …

 

*—an ironic appropriation, then, of Aquinas’s philosophy,—to an intrinsically anti-metaphysical theory of art. …

 

 

This will allow me, in the second section here, to go on to argue that the aesthetic theory as it appear in Portrait… incorporates both the concept of the ‘epiphany’ and also (and as importantly) the account of the opposition between the ‘classical’ and ‘romantic’ artistic ‘tempers’ (presented elsewhere) in Stephen Hero (—and in Joyce’s own early critical writing). …

 

*—I’ll argue that this material is reconfigured in Portrait to form, in particular, an implicit rejection of what I’ll call late-Romantic Platonic metaphysics, and, more specifically, of W.B. Yeats’s definition-coinage-formulation of *transcendental Symbolism.

(and, I confess,… —I’ll be using Yeats, I suppose, as a kind of a straw man (sic) here. …)

 

 

*…—By highlighting the parallel between Stephen’s account of the opposition of the ‘classical’ to the ‘romantic’, and privileging of the former, and those of Nietzsche and T.E. Hulme (—on artistic inspiration and creation, Modern art and Bergson’s philosophy), I’ll thus seek to link Stephen’s aesthetic theory to neo-classical Modernist aesthetics more broadly considered… *—and especially Ezra Pound’s work *(—on the ‘image’ and (on) the ‘vortex’), and Imagism. …

 

 

*… —I’ll read Stephen’s allusion to Percy Bysshe Shelley’s account of artistic inspiration in A Defence of Poetry as an ironic appropriation of the terms of Shelley’s Romanticism to an implicitly anti-Romantic, anti-metaphysical, ‘classical’ aesthetic. …

 

 

*—I’ll conclude my reading of Stephen Hero, Portrait and (in the light of)neo-classical Modernism by drawing a parallel between the anti-metaphysics in-of the ‘esthetic image’ and the terms of Nietzsche’s doctrine of the will to power, as I examined these in the first chapter-string-thread of fragments here *(and, again,—see *[links]).

 

 

*—I’ll then move on to read the ‘Shakespeare theory’ in-of the ‘Scylla and Charybdis’ episode of Joyce’s Ulysses. …

 

—I’ll argue that the both the (concept of the) image and the ‘classical’ in-of the aesthetic theory are refined again,—in(to) Stephen’s concept *—the image of the artist’.

 

*… —and this is where I want to draw what I feel is the most significant parallel between the evolution of the terms of Stephen’s aesthetic theory in Joyce’s fiction and those of Nietzsche’s account of artistic creation in The Birth of Tragedy, as I’ve attempted to close-read, interpret and lay these out in the previous string-thread. …

 

*—I’ll argue that Stephen’s account of the creation of the ‘image of the artist’ in Ulysses presents the process of an attempt to record and to articulate an intensely undergone experience in which the (assumed) empirical self of the artist is lacerated (so to), and a sort of bathetic revelation—ironic inversion—takes place, in which the artist’s ‘self’ is shown to be the opposite of what it had been taken to be. …

 

*This… process, then, I’ll argue, can be articulated through a comparison with the shape of ol’ Friz’s account of artistic creation in Birth, as(-through)…

*—the fold in the ironic self-(re-)creation of the artist. …

 

 

*—‘applied Aquinas’. …
*—on the use & abuse of Thomism, & the *evolution of the ‘epiphany’ into the ‘image’ in the developing aesthetic theory between Joyce’s Stephen Hero & A Portrait of the Artist as a Young Man…

*—the ‘Epiphany’ *(-the—epiphanic. …). …

 

*— In Stephen Hero, Stephen’s interpretation of Aquinas’s conception of ‘beauty’ follows on directly from his definition of the ‘epiphany’… —

By an epiphany he meant a sudden spiritual manifestation, whether in the vulgarity of speech or of gesture or in a memorable phase of the mind itself. He believed it was for the man of letters to record these epiphanies with extreme care, seeing that they themselves are the most delicate and evanescent of moments. (Joyce, SH, 216)

In this initial definition, then,—Stephen identifies an ‘epiphany’ as a ‘manifestation’. …

 

*(That is,…)—It is a revelation. …*—A sudden(-suddenly) becoming visible, or sensible,—of something which had existed prior to the experience of its revelation, and yet which had remained (somehow) insensible, and only latent.

 

 

*The (a-hem)—‘spiritual’ (—sic) quality of the ‘epiphany’ alludes here, I’d argue, to the relationship of consciousness to itself,—implicit in this notion of revelation. …

 

 

*—The ‘epiphany’, then, represents a bathetic structure of ironic inversion,—suddenly and spontaneously revealing previously repressed psychic (—psychological) content, and thus bringing about a fundamental change in consciousness. …

 

…—This is brought about either by the observer’s relationship to some vulgar detail of quotidian discourse (—‘speech or gesture’), or, by a revealing, detached psychological event (‘a memorable phase of the mind’). …

*(…

 —Oliver St. John Gogarty argues that it was ‘Probably Fr. Darlington had taught him, as an aside in his Latin class—for Joyce knew no Greek—that “Epiphany” meant a “showing forth”’. (—As I was Going down Sackville Street [New York: Reynal and Hitchcock, 1937],—293-295.—See also, Robert Scholes and Richard M. Kain, eds., The Workshop of Daedalus: James Joyce and the Raw Materials for Portrait of the Artist as a Young Man, [Evanston, Illinois: Northwestern University Press, 1965],—7-8)

—William T. Noon, meanwhile, puts forward the contention that in using the term ‘epiphany’ Joyce is ‘playing on the French ‘épiphénomène (that which at certain times attaches itself as if inevitably, though momentarily, to some other phenomenon)’. (Joyce and Aquinas [New Haven, London: Yale University Press, 1957], 71)… (hmm. …)

*—Florence L. Walzl provides the best summation of the term epiphany itself,—building on Gogarty’s observation of Joyce’s having learnt the etymology and the meaning of the Greek term, and arguing that… —

What Joyce meant by the term epiphany may be deduced etymologically. The basic meaning in Greek of έπιφάυεια is appearance or manifestation, and the word is related to a verb meaning to display or show forth and in the passive and middle voice to shine forth. In the early Christian period epiphaneia developed a religious denotation as a “visible manifestation of hidden divinity either in the form of a personal appearance, or by some deed of power by which its presence is made known.” (‘The Liturgy of the Epiphany Season and the Epiphanies of Joyce’, PMLA, 80 [1965],—436-450 *[436])

*(—Walzl cites William F. Arndt and F. Wilbur Gingrich, A Greek-English Lexicon of the New Testament and Other Early Christian Literature (Chicago, 1957).

*—The key terms here, I would suggest, are ‘manifestation’ and to ‘show forth’. …

*—The ‘epiphany’, then, is the becoming visible or sensible (—a form of becoming aware…) of something which had previously remained (for whatever reason or sets of reasons)—‘hidden’ (—obscured). …)…).

 

The ‘epiphany’ can take one of two potential forms. …

 

*—These correspond to the forms of Joyce’s own ‘Epiphanies’: a selection of short prose fragments composed between 1901/2 and 1904.[1] …

 

—The first is that in which what is revealed is done so through a ‘vulgarity of speech or of gesture’: a quotidian turn of phrase or expression through body language that captures something essential in both the agent and the observer. This is the sense in which Joyce’s brother Stanislaus described the ‘“Epiphanies”—manifestations or revelations’:

Jim had always had a contempt for secrecy, and these notes were in the beginning ironical observations of slips, and little errors and gestures—mere straws in the wind—by which people betrayed the very things they were most careful to conceal. “Epiphanies” were always brief sketches, hardly ever more than some dozen lines in length, but always very accurately observed and noted, the matter being so slight. This collection served him as a sketchbook serves an artist.[2]

 

The first form of the ‘epiphany’, then, concerns small and, seemingly, unimportant errors, through which can be observed a *betrayal of something that the agent had been at pains to conceal. …

 

Stanislaus’ description lays an emphasis on the ironic disposition of the observer. … —The ‘epiphany’ is ‘ironical’ in terms of the cynical detachment and distance of the observer from the observed. …

 

 

*—In their commentary on the prose fragments, Litz and Whittier-Ferguson dub this form of ‘epiphany’ the—‘dramatic’. (Shorter Writings, 158.—See also Scholes and Kain, The Workshop of Daedalus,—3-6. …) …

 

*—The ‘dramatic’ epiphanies rely on the contexts of social relationships and situations and, in particular, on the failure of a social and-or emotional performance. …

 

 

—The repressed ‘essence’ (sic) thus revealed,… —the motivation for its repression,—the act of its repression, as well as the failure of this performance,… —allconspire, then, here to form an *ironic betrayal. …

*(—Gogarty: …—‘So he recorded under “Epiphany” any showing forth by which one gave oneself away’. *[293-295]…).

 

 

*By contrast to the ‘dramatic’,… —the second form of the ‘epiphany’ concerns what Stephen refers to as a ‘memorable phase of the mind itself’. …

 

—This form of ‘manifestation’, rather than concerning a revelation through the quotidian, involves an ironic betrayal of the… —inward state (so to) of the observer.

 

For this reason—the focus on the inner (inward) state of the artist-observer themselves—Litz and Whittier-Ferguson dub this form the ‘lyrical epiphany’. (Shorter Writings, 158)

 

The form of distance involved in the observation here lacks the cynicism of the ‘dramatic’ form. …

 

—It’s more vulnerable, and more affective, and, hence, more painful to the observer (however ironic it may nonetheless be). …

 

 

*—The ‘lyrical’ epiphanies take the form of ‘records’ of dreams or moments of solitude. …

 

—Stephen defines the ‘phase of the mind’ as ‘memorable’ because, through the disruptive nature of the revelation, it is lifted beyond (—outwith) the continuum of quotidian experience.

 

 

*—In effect, then,… —it’s a moment of involuntary self-intuition, resulting in a fundamental change in self-knowledge-perception, which serves to illuminate—to render – manifest—that which had been lost within the complacency of that continuum. …

 

 

*… —In a move that will prove useful to my own reading of the original debate in the critical reception of the ‘epiphany’, I’m going to go ahead and make the claim (and why not? … —treat y’self, it’s nearly Christmas, etc. …) that Litz and Whittier-Ferguson make what I believe to be a misguided and fundamental critical error in reducing the artistic and critical significance of the ‘Epiphanies’ to autobiographical context.

 

 

—They argue that the ‘Epiphanies’ have no real artistic value beyond their later incorporation into broader dramatic contexts in Joyce’s longer fiction *(—and this is a point I’ll return to later…), and that, as such, their value lies solely in what they can tell us about Joyce’s (—the historical figure-personality) early life *(—as a form of historical record, if you will…). …

 

… —and this in fact renders them guilty of the intentional fallacy… *—the (mistaken) belief that it is (ever) possible to read back from an artwork simply-straightforwardly (in)to the life, mind, or intentions of the artist-author…

 

 

*By contrast,—I want to argue that the ‘Epiphanies’ represent complete,—self-contained dramatic-artistic units… *—fragments that, through precisely the kind of devices, techniques, and stratagems that Litz and Whittier-Ferguson otherwise so clearly define—‘place indications’ and ‘stage directions’, subtly, and negativelyevoke (—indicate) the contexts, absent in substance, into which they themselves form a dramatic insight, and to which, *Joyce: the historical figure’s life and *Joyce: the artist’s intentions are wholly irrelevant. …

 

*So,…

 

—I’m want to furnish (and to read)one example from the ‘Epiphanies’ here (appropriately enough)—epiphany #1. … …

 

—This is ‘dramatic’ epiphany (under Litz and Whittier-Ferguson’s useful rubric), but it’ll serve, I believe, to demonstrate my point *(but it’s also an example of some beautiful typographical experimentation, as Litz and Whittier-Ferguson present it, and I’ll attempt to recreate that presentation here…). …

pull out his eyes

 

*—Despite acknowledging its ‘arresting’ quality,… Litz and Whittier Ferguson seek to deny any real artistic value to this fragment-epiphany, outside of its later incorporation into the first chapter of A Portrait of the Artist as a Young Man,—arguing that it couldn’t be ‘radiant’ (—? hmm) outside of this larger textual-dramatic context, except to Joyce himself. (—158-159.—See P., 4.) …

 

 

*… —There’s a mocking-patronising tone in Mr Vance’s performance of admonishment *(—and there’s a quality of a certain—forced—condescending theatricality…). …

 

—What is an ostensible, formal, address to the mother here (—Mrs Joyce), is nonetheless, obviously intended as a direct address-admonishment to ‘Joyce’, reduced here to the status of the third person, framed indirectly through the mother. …

 

—Framed as an indirect address (admonishment.—the detail of the stick…), appealing to the mother, so that Mr Vance can administer discipline-punishment without violating the—unwritten-unspoken—social code, prohibiting disciplining someone else’s child (and thereby adopting the parental role and relegating the parent to the status of a by-stander. … *—an assumption of knowing better how to discipline another’s child… and it’s important, in this regard, that the fragment is framed at the outset in-through the domestic, social context of the parlour of the house…),—the mother thus made complicit in an open secret.

 

 

*—What may seem a fairly obvious *(—innocuous? … —forgettable-inconsequential,… —trivial) moment-exchange, then, in-point-of-fact, reveals the nature, and the inner-workings (sic) of what is actually a quite complexly coded, socially fraught performance… *—the awkward and perpetual negotiation—of social roles *(—for complicity… —for validation and compliance in-of ‘authority’)—rendering all the actors here complicit in an unspoken yet (painfully) present open secret. …

 

*The striking element is the child’s burgeoning awareness-consciousness (—the revelation-manifestation)of the nature and stakes of this performance here… —Mr Vance’s appeal to, and reliance upon, the open secret, as well as the mother’s (necessary) voluntary complicity, in establishing (—performing)the authority to admonish and threaten retribution-punishment… *(—coupled to the child’s intimidation, resentment, and yet powerlessness in the face of the admonishment (—that is,—his inability to step outside the bounds of social and filial propriety implied by the performance, whilst painfully aware of the tenuousness and provisionality of its legitimacy)… *—‘under the table’. …).

 

 

*—… —‘Joyce’s’ attempt to appropriate of the language of (performed) authority,—in-through the accidental-incidental rhyme, and through repetition, in the composition of the short poem, forms an attempt—reveals a cpacity—to challenge-confront (irresistible) authority, and to control *(to—master) experience (—‘to himself’. …)  *—through the artwork. …

(and hence the dramatic use to which the fragment could then be put in Portrait, where, in fact, I’d argue (at least), very little is actually added (or—needs to be added) by way of exposition to expand the context, and where (in fact) it could be argued that the fragment is reduced, almost, to the status of a thematic precursor… (—?)).

 

 

*… —The ‘epiphany’, then, is a highly complex, self-contained fragment,—(negatively) pointing out to (—outward toward.—evoking) a larger social-political-linguistic context that informs its structure and the nature of the revelation it represents…

 

…—There need be no more exposition than a few, choice, place indications and ‘stage directions’ *(—the fragment plays out as a ‘scene’ … *—the record of an impression. …).—The effectiveness of the ‘epiphany’ (—as fragment), indeed, relies upon the sparseness, brevity, and cleanliness (—clarity) of this—strict—artistic economy…

 

 

*—What Stephen describes as the delicacy and the—evanescence of the epiphanies—both ‘dramatic’ and ‘lyrical’—which otherwise appear as sharp, clean, and violentin their sarcasm *(—both toward the inanity of social performance and to any prior sense of self-certainty or self-identity in the observer), derives from the difficulties associated with the attempt to accurately record them. …

 

 

(hmm).

 

 

*… —In committing them to paper, the artist risks omission or distortion of the many (crucial) details and nuances of which the ‘epiphany’ is comprised. …

 

—Through such omission or distortion, the artist would potentially compromise the significance which marks these moments out precisely as epiphanies…

 

*For this reason, particularly in regard to the dramatic ‘Epiphanies’, Joyce himself takes (took) ‘extreme care’ when appending what Litz and Whittier-Ferguson describe as ‘place indications and stage directions’… (that is,)*—important signs or pieces of information and context (—often records of significant tone or gesture) of which both the writer and the reader must be conscious in order for the effect of the ‘epiphany’ to be achieved. (—See Joyce, SW,—158)

 

*The ‘Epiphanies’, then, are divided between the two forms of ‘dramatic scenes’ and ‘rhythmical prose-poems’. …

*(and Litz and Whittier-Ferguson rightly (in my opinion) argue that Joyce’s later prose (fiction) writing attains its ‘moments of highest achievement’ when these two forms are conjoined and made to comment upon and to ‘reinforce’ one another (each the other)… *[—158].).

 

(hmm)

 

So. …

 

*—. By way of contextualising my own comparative reading of the presentations of Stephen’s aesthetic theory and interpretation of Aquinas in Stephen Hero and Portrait, I want to briefly revisit the terms of the debate waged over the use of the term ‘epiphany’ between Florence L. Walzl and Robert Scholes in the late nineteen sixties.

 

—Walzl and Scholes represent two polar-antithetical possibilities for assessing the legacy of the concept of the ‘epiphany’ in Joyce’s larger corpus…

 

On the one hand, Walzl argues that the ‘epiphany’ should be used as a critical tool in analysing Joyce’s works. She argues that the Dubliners stories represent ‘epiphanies’ and allusions to the liturgy of the Epiphany season, ironically inverting the nine manifestations of the Epiphany cycle.

*(…—‘Jesus is revered as a babe by the Magi, marvelled at as a boy by the doctors on the Temple, blessed as a youth by the Holy Spirit at his baptism, and confirmed in the eyes of his disciples at Cana’.—Walzl, ‘The Liturgy of the Epiphany Season and the Epiphanies of Joyce’, 450.—See also ‘Symbolism in Joyce’s “Two Gallants”’, James Joyce Quarterly, 2 [1965],—73-81… ).

 

In response to Walzl (and on the other hand), Scholes, by contrast, argues that the term ‘Epiphany’ should be used only as Joyce himself had used it—to name the prose fragments of 1901/2-1904. …

 

—Scholes argues that the term ‘Epiphany’ specifically designates, then, what he dubs a—*‘prose genre’ in which Joyce worked,… —comparable to, and yet distinct from, the novel genre of Portrait of the Artist, Ulysses, and Finnegans Wake, and the short story genre at stake within Dubliners.[3]

 

—For Scholes, the arrangement of the fragments themselves is ‘fixed,’ and although he is not explicit on this point, his argument suggests that this order is strictly chronological. *(—Scholes, Walzl, ‘The Epiphanies of Joyce’, 152…

—‘From 1901 to 1904 […] beginning with the famous “Pull out his eyes” Epiphany which appears early in Portrait.’…)

 

He does allow for Joyce’s having structured the narrative of Stephen Hero using the ‘Epiphany’ fragments, and also for their later inclusion throughout Portrait and Ulysses. …

 

—His objection focuses on the use of the term ‘Epiphany’ outside of this narrowed context:

*—‘Joyce never used the word Epiphany in connection with Dubliners, or as a term for a structural device in longer fiction.’ (Ibid.)

 

 

*—The ‘Epiphanies’, then, Scholes argues, constitute a complete and a separate work in-of Joyce’s early career, as well as a specific prose genre, and should not be understood critically either as an abstract concept or as a literary structural technique with wider application to Joyce’s works. …

 

*He argues that those critics who adopt the ‘Epiphany’ as an interpretive tool and as an abstract concept do an injustice to the specificities of the texts themselves and spuriously elevate much incidental material *(—‘many a tenuous aperçu’…) to the level of a false significance, to which they could lay no claim without the term. …

 

 

*—Walzl and Scholes’s positions, I’d argue, continue to represent the two possible polar extremes for the relationship of criticism to the ‘epiphany’ concept. …

 

*… —Either the critic, following Walzl’s example, accepts *all instances of revelation or of… reversal in Joyce’s works as ‘epiphanies’, or, following Scholes, abandons the concept altogether. …

 

However,… —both Walzl and Scholes elide the relationship of Stephen Hero to Portrait and the development of the aesthetic theory,… —in particular (I’d argue) the interpretation of Aquinas. …

 

 

*—In opposition to both Walzl’s argument for the simple, straightforward adoption of the concept of the ‘epiphany’ and to Scholes argument for its outright critical abandonment,… —through a comparative close reading of the presentation of the aesthetic theory in both  Stephen Hero and Portrait, I’ll argue here that the relationship between the two texts, and the growing sophistication and qualification of the interpretation of Aquinas, constitutes the evolution of the concept of the ‘epiphany’ into that of the ‘esthetic image’. …

 

 

*the qualities of ‘beauty’ / —the phases of ‘artistic apprehension’. …
*—the shape of the ‘esthetic image’. …

 

*As far as I’m aware (that is,—as far as I’ve been able to discover…),… —no extant criticism of Stephen’s interpretation of Aquinas’s theory of beauty in Stephen Hero and Portrait has yet presented the pertinent sections of these texts side-by-side

*(… — In The Classical Temper, S.L. Goldberg presents both the Stephen Hero and Portrait ‘versions’ of Stephen’s definition of the Thomist consonantia together, but argues that the latter merely restates the central argument of the former, without providing a detailed comparison of the terms of both extracts. (—The Classical Temper: a study of James Joyce’s Ulysses [London: Chatto & Windus, 1961], 53)

 Irene Hendry briefly discusses all three stages but offers no sustained analysis or comparison of the two texts, other than to suggest that the passage on the Scholastic quidditias in Stephen Hero is ‘more revealing’ than its later counterpart in Portrait (—?). (—‘Joyce’s Epiphanies’ The Sewanee Review [New York: Kraus Reprint Corp., 1965], 449-467 [449-450])

 —In ‘Artistic Theory in James Joyce’ (in Thomas E. Connolly, ed., Joyce’s Portrait: Critiques and Criticisms [London: Peter Owen, 1964], 221-230), Geddes MacGregor refers to all three stages but with reference only to Stephen Hero. (—See Life and Letters, 65 [1947], 18-27)

 *—See also Herbert M. McLuhan, ‘Joyce, Aquinas, and the Poetic Process’, Renascence: A Critical Journal of Letters, 4 (1951), 3-11 (repr. in Connolly, ed., Joyce’s Portrait, 249-265),—esp. 249-250, 253; Thomas E. Connolly, ‘Joyce’s Aesthetic Theory’, University of Kansas City Review, 23 (1956), 47-50 (repr. in Connolly, ed., Joyce’s Portrait, 266-271.—esp. 269-270…); Richard Ellmann, James Joyce : New and Revised Edition (New York/Oxford/Toronto: Oxford University Press, 1982 [1959]), 83-84; Walzl, ‘The Liturgy of the Epiphany Season and the Epiphanies of Joyce’,—442, and (finally) Umberto Eco, The Middle Ages of Joyce: The Aesthetics of Chaosmos, trans. Ellen Esrock (London: Hutchinson Radius, 1989),—22-23. … ).

 

*(…) —To do so, however, can, I believe, far better illuminate the parallels and contrasts between the two passages and the evolution of the former into the latter… —

SH - P

 

*—In both texts, Stephen’s ostensible purpose is to interpret Aquinas’s definition of the conditions which it is necessary for a phenomenon to fulfil in order for it to be considered beautiful.

 

There are, however (—nonetheless), significant differences between them. … —

 

 

*—The Stephen Hero extract comprises a simple paraphrasing of Aquinas’s definition…

 

—The first quality requisite for beauty is vaguely defined here as ‘integrity’,—suggestive of the persisting self-identity of the phenomenon.

 

Stephen also defines it as ‘wholeness’ which suggests that the object does not lack any essential elements, that it is complete.

*(—See Umberto Eco, The Aesthetics of Thomas Aquinas, trans. Hugh Bredin (London: Hutchinson Radius, 1988),—64, and Kevin O’Reilly, Aesthetic Perception: A Thomist Perspective (Dublin: Four Courts Press Ltd., 2007), *—esp. 18, 22. … ).

 

 

—In Stephen’s phrasing, integrity precedes wholeness in the definition of the first quality and this lends his definition an indistinctness, as it remains unclear if he means by that that the phenomenon must posses a wholeness, a completeness which persists—which is integralthrough time. …

 

 

*—The second quality, Stephen defines as ‘symmetry’. …

 

—That is, in order to be considered beautiful the object must be symmetrical. …

(and this is relatively straightforward…).

 

 

*The final quality Stephen defines as ‘radiance’. …

 

*… —The object must be radiant—must be *illuminating—in order to be considered beautiful,… though at this stage Stephen offers no definition of this ‘radiance’ or how it is achieved. …

 

 

In Stephen Hero Stephen provides no specific context for his definition of beauty.

 

—He refers to no specific type of experience, but to all sensible experience.

 

 

*In (the far more substantial) Portrait extract,—by contrast, Stephen’s later textual incarnation seeks to define ‘beauty’, not simply as an experience of general quotidian consciousness, but, instead, as it realised through the *‘phases’—of ‘artistic apprehension’…

 

 

(That is,…)—Portrait develops and refines the definition of ‘beauty’ offered in the earlier Stephen Hero

 

 

—It qualifies the earlier general definition of beauty by making it conditional upon a knowledge of how an object of quotidian experience is (essentially) transformed by-through a specific type of experience—into the subject matter of-for (—into) *art.

 

 

—The ultimate aims, then, in Portrait,are to define both the ‘beautiful’, and the nature of the experience which forms the condition necessary for the creation of the work of art.

*(…

— In his discussion of the Thomism/non-Thomism of Stephen’s definition of ‘beauty’ in both texts, Noon argues against what he defines as A.D. Hope’s ‘attempts to save the Thomism of Stephen’s discussion’, but actually misquotes Hope’s article… —‘Joyce here is speaking of the “esthetic image,” that is to say, not the butcher’s boy’s basket at which he and Lynch are looking *[—See Portrait, 230], but the artist’s image of it which, when reproduced in the medium of words or paint, will be the work of art’. (—Joyce and Aquinas,—45)

—Noon overlooks the distinction, which Hope is actually careful to draw, between Joyce and Stephen: ‘Joyce’s hero is speaking of the “esthetic image”’. … *(—See Hope, ‘The Esthetic Theory of James Joyce’, Australasian Journal of Philosophy, 21 [1943], 93-114 [—108.—Emphasis added here]. … )

 

 

—Noon argues that Stephen’s focus is the actual and ‘very particular basket’ and not the image of it, and that only at the end of his discussion of the three ‘phases of artistic apprehension’ does he—obliquely—cite Shelley by way of extending his argument to poetry. …

 

Noon maintains that Stephen is not applying his discussion/theory in this way, and that even if he were he would be in contravention of a strictly Thomistic reading of Aquinas. (Ibid.—See Hope,—108-109…)

 

In his attempt to assess Stephen’s ‘Thomism’, Noon overlooks the shift in emphasis from general quotidian experience in Stephen Hero to ‘artistic apprehension’ in Portrait, as well as Hope’s own careful distinction between the ‘esthetic image’ and the ‘actual basket’. (109)

 

—Stephen’s focus is the transformation of the apprehension of the basket into ‘artistic apprehension’. However, in arguing that Stephen’s argument isThomist, Hope refers, not to the passage on ‘beauty’ (—as an attribute of a member of the Holy Trinity), but to Aquinas’s ‘theory of “imagination”’ *(—108-109), although Noon doesn’t seem to take this into account. [—Cf. 45]… )

 

*The development in Portrait of the earlier definition of ‘beauty’ takes the form not only of the qualification of the definition by that of ‘artistic apprehension’ but by a refinement in the translation of Aquinas. …

 

—In Stephen Hero, Stephen is content to provide only an allusive paraphrase of Aquinas *(‘—You know what Aquinas says’…). …

 

*In Portrait, by contrast,he provides Lynch with a bastardised translation of the specific passage from the Summa Theologica:

*—‘Aquinas says: ad pulcritudinem tria requiruntur, integritas, consonantia, claritas. I translate it so: Three things are needed for beauty, wholeness, harmony and radiance.’ *(—229) …

 

 

*Maurice Beebe argues that Stephen simplifies and misquotes the original Latin, providing a full citation… —

*—‘Actually, Aquinas wrote: “Nam ad pulchritudinem tria requiruntur: primo quidem integritas sive perfectio; quae enim diminuta sunt, turpia sunt; et debita proportio sive consonantia; et iterum claritas, unde, quae habent colorem nitidum, pulchra esse dicunter.”’

*(—‘Joyce and Aquinas: The Theory of Aesthetics,’ Philological Quarterly, XXXVI, Jan., 1957, —repr. in Connolly, ed., Joyce’s Portrait,—272-289.

*See Aquinas, Thomas, Summa Theologica, trans. Fathers of the English Dominican Province, revised by Daniel J. Sullivan,—II vols [Chicago,: William Benton, 1952], vol. I, I, 39, 8c.—See also, Eco, The Aesthetics of Thomas Aquinas,—65. …)

 

…—Beebe follows the Dominican Fathers’ translation of Aquinas:

*—‘For Beauty includes three conditions, integrity or perfection, for those things which are impaired are by the very fact ugly; and then due proportion or harmony is required; and lastly, brightness or clarity, whence things are called beautiful which have a bright colour.’ (—Beebe, 283-284)

 

Integritas indicates the completeness of the object. *(See—O’Reilly, Aesthetic Perception, 22-24)

 

—Consonantia is defined as the ‘due proportion’ both of the object itself and of its parts and thus the relationship of these parts to one another: their ‘harmony’.

 

 

*In both texts,—Stephen’s translation and interpretation of claritas as ‘radiance’ omits the qualification given in the full extract from Aquinas, translated by the Dominican fathers, as ‘brightness or clarity, whence things are called beautiful which have a bright colour’. …

 

—Here, claritas means that for an object to be considered beautiful its colour and lustre must be bright, sharp and clean.

 

Stephen’s translation of claritas as ‘radiance’, however, elides all reference to the brightness or colour of the object. …

 

—For him, then, ‘radiance’ is to have a more abstract meaning…

 

 

Although Beebe is right to assert that the ‘translation’ Stephen offers is a simplified version of Aquinas’s original Latin, and that it omits the qualifying comments of the original text, he overlooks the dramatic context in which Stephen cites the text.

 

—Stephen is, in effect, reducing the textual citation to its key elements in order to put forward his own interpretation. …

 

This reading itself takes place in the dramatic context of the conversation with Lynch and represents a gloss of what is presented as Stephen’s own much more expansive theorising on art. *(—221-235) …

 

*—That Joyce chose to offer this theorising in such a distilled form is for the benefit of the reader as much as it is for the benefit of Stephen in articulating his thoughts, and the benefit of Lynch as reluctant listener within the dramatic context of the exposition.

 

 

Beebe argues that Stephen’s translation of integritas in Portrait as ‘wholeness’ ‘is probably even closer to the Latin text’ than that provided by the Dominican fathers. (Beebe, 284)

 

—It resolves the confusion of the suggestion in Stephen Hero that ‘integrity’ and ‘a wholeness’ are one (and the same) quality. …

 

*… —It also serves to divest integritas of the notion of persisting self-identity suggested by ‘integrity’,… emphasising, by contrast, the notion of the object as whole and independent (—without (inadvertently) suggesting its persistence—in-through time, and-or its resistance to dissolution. …). …

 

*In Portrait,Stephen dubs the second phase ‘harmony,’ arguing that each individual part must be necessary to the object, and have a necessary place within it, corresponding to that of all other parts. …

 

—This accords with the Dominican fathers’ translation of Aquinas’s emphasis upon the necessity of the ‘due proportion’ of the object and of its parts. …

 

—The enigmatic ‘radiance’ (and concurrent elision of all reference to the brightness or colour of the object) of Stephen Hero is retained…

 

 

*… —Having identified, in outline, the qualities of beauty/‘phases of artistic apprehension’, in both texts Stephen then moves on to define the first quality or ‘phase’… —

SH - P first quality

 

—The terms of the Stephen Hero extract are deceptive…

 

*—To suggest that the ‘synthesis’ of or within the ‘faculty which apprehends’ (which he will go on in his incarnation in Portrait to qualify as the faculties of the ‘audible’ and ‘visible’…) is in any way ‘simple’, overlooks the complexity of the extract’s own central claim that the object is only apprehended when it is extracted from the sensuous continuum in which it is otherwise lost…

*—‘you must lift it away from everything else’. …

 

*—This… —sensory extraction is accomplished—spontaneously. …

 

—It is involuntary.

 

… —It constitutes, then, a chance coincidence in apprehension,… *—a sudden, unexpected alteration in the relationship of the subject and-to the object… *—an alteration that precipitates the division of the ‘entire [apprehended] universe’ into, on the one hand,—‘the object,’ and, on the other,—‘the void’ of all else that is ‘not the object’. …

 

(hmm).

 

 

*—A chance relation—a coincidence—brings the object into stark relief with its surroundings-environs,—foregrounding it and allowing the observer—for the first time—to become (in effect) *—defamiliarised with the object, and to (truly) see the object—as object.

(and not, then, as merely another, undifferentiated, piece of the complacency inducing tableau that is the world of quotidian consciousness. …). …

 

 

*—The ‘first quality of beauty’ constitutes, then,—the revelation of the object… *—its extraction from the invisibility that it was subject to in the complacency of quotidian apprehension.

 

 

*—In Portrait, Stephen goes on to elucidate this… moment (and, again,… —the terms are essentially a more refined articulation of the same idea here… —) as the drawing of a ‘boundary line’ in consciousness around the object. …

 

*—a ‘boundary line’.
(—around the object. …).

 

 

*… —This serves to emphasise the nature of separation and foregrounding in the first ‘phase of artistic apprehension’, and the differentiation of the object being apprehended from ‘everything else’… *(that is,)—‘the immeasurable background of space or time which it is not’. …

 

The first phase—in both texts, then—defines the object *—negatively. …

 

 

*—This reveals the object, bringing it into a stark relief, and serves to push-to propel all else in perception into an indistinguishable—and ‘immeasurable’—… —background. …

 

It’s this which accounts for what, in both his textual incarnations, Stephen is at pains to stress is the illuminating or luminousquality of this first moment, and, further (and why not?) accounts for the appearance of the object’s ‘wholeness’ (of ‘integritas’). …

 

*—The object is no longer subsumed under or within the—conventional complacency in-of quotidian consciousness, but is isolated and illuminated as object. …

 

 

Noon argues that this translation of integritas is inaccurate, and that it ‘has for Aquinas a perfectly definite and different meaning which Stephen appears not to have noticed in his breezy citation’. (—?) *(—Joyce and Aquinas, *47…) …

 

 

—Comparing the Thomist meaning of integritas to Aristotle’s statement in the Poetics that a drama, in order to be considered a drama, must have a beginning, a middle, and an end, Noon argues that ‘[Aquinas] has in mind the completeness or perfection which a being possesses when it is all that it ought to be.’ … (Ibid.—See Eco, The Aesthetics of Thomas Aquinas,—*64…)

 

This accords with the translation furnished by the Dominican fathers of integritas as ‘integrity or perfection’. …

 

However, Noon is wrong, I’d argue, in accusing Stephen of having not noticed this meaning. …

 

Instead,… —Stephen’s definition of integritas as the extraction of the object from the oblivion in-of the quotidian, and its (concurrent) illumination, is precisely what shows the object as it ‘ought to be’ (sic): … *—as a discrete object, rather than as an inconsequential and fleeting detail in-of the consciousness-quotidian…

 

*—Stephen’s, then, is an idiosyncratic interpretation of the Thomist notion of ‘perfection’. …

 

 

*—Otherwise rendered insensible or invisible within quotidian consciousness, the object is extracted and seen—for the first time—as a discrete, solid, and self-identical object, and it’s this which justifies Stephen’s appropriation of the orthodox Thomistic definition of the ‘completeness or perfection’ of the object. …

*(—Cf. Eco, 99n. *(—248-249). … —Citing Noon’s argument, Eco argues that Joyce strips integritas of its ‘ontological character’ (—concerning the truth of the object, broadly and crudely stated), and renders it epistemological—concerned with how the object comes to be known. …)

 

 

*… —Having defined ‘integritas’,Stephen now (—then) moves on, in both texts, to define the second ‘quality of beauty’ or ‘phase’ of ‘artistic apprehension,’ which results from the revelation of this ‘integrity’ or ‘wholeness’ in-of the object… —

consonantia

 

In both texts, Stephen dubs this phase of consonantia ‘Analysis’—the ‘analysis of apprehension’.

*(—it’s only at this point—in his definition of the second phase of ‘artistic apprehension’ in Portrait—that he refers to the first phase as the ‘synthesis’ defined earlier in Stephen Hero…).

 

 

*—The revelation of the object (as object), and its differentiation from everything else in the continuum of sensory perception in its ‘synthesis’, allows its, previously unheeded, structure to be examined for the first time… *—both the object as a whole, and its manifold parts… —passing from ‘point to point’—with a care and attention never possible prior to this revelation—as object. …

 

*—The second stage of revelation, proceeding from the negative differentiation of the object from its surroundings, to an identification and analysis of the positive content or qualities of the object as ‘a thing,’ creates (perhaps unsurprisingly) an ‘impression’ on the apprehending subject. …

 

*—The subject now becomes aware of the object’s complexity and its internal harmony. …

 

 

*—The, frankly awkward, ‘symmetry’ of Stephen Hero becomes the more accurate ‘harmony’ of Portrait, and yet, in both texts,—the first and second ‘qualities of beauty’ or ‘phases’ of ‘artistic apprehension’ constitute ‘synthesis’ and ‘analysis,’ respectively…

 

 

… —Noon and Beebe are in (broad) agreement that Stephen’s interpretation of consonantia accords with that of strict Thomism… *—‘Stephen’s interpretation of consonantia accords generally with that “due proportion” Aquinas noted as characteristic of beauty’. (—Beebe, 284)

 

Noon agrees that Stephen’s ‘description’ of consonantia is—*‘Thomistically accurate’, … but argues that he ‘speaks for himself and not for Aquinas’ when he defines consonantia as a ‘phase’ of ‘artistic apprehension’ rather than as a quality which inheres in the object. *(—Joyce and Aquinas,—48.—And, again,—note the marked differentiation between the ontological and epistemological here. …)

 

 

Noon’s qualification highlights what might be (usefully) termed here the—psychological bias of Stephen’s interpretation of Aquinas in Portrait. …

 

*(That is,)—His definition of the Thomist terms emphasises the process of ‘artistic apprehension’ as one taking place solely within-and for the apprehending subject *(—the artist). …

 

 

Noon goes on to relate Stephen’s definition of consonantia to that of integritas:

—‘Having first felt that it is one thing you now feel it is a thing.’(Ibid.) …

 

*—This definition, it seems to me (at least), fits with the reading I’ve offered of both extracts,… and yet Noon then proceeds to argue that, in fact, according to Stephen’s interpretation, the terms ought to be reversed… *—that first the object is seen as a thing (integritas) and then as one thing (consonantia). …

 

—Whilst this reversal may indeed be more ‘Thomistically accurate’ (—according to Noon’s own definition (—?)), it doesn’t accord with Stephen’s definition of the process of artistic apprehension.

 

 

*—According to Stephen’s interpretation, the object is first extracted from quotidian experience and is revealed for the first time to be one thing.

 

—The object’s having been revealed as onething, distinct against the background or ‘void’ of all else in quotidian consciousness, allows, secondly, for the revelation of its properties and of their relationship to each other.

 

For the first time the object is experienced as a thing,—a complex, organised and harmonious whole, comprised of its parts.

 

 

*—Though this may very well be—‘Thomistically inaccurate’ (—in strictly Thomist terms) as Noon seeks to claim,… I’d maintain that Stephen is right (—is correct) according to his own terms, in defining the progression from integritas to consonantia. …

 

*—In its ‘synthesis’,—the object is distinguished negatively(—from-against all that which it is not…). …

 

—This differentiation allows the observer to analyse the object for the first time as ‘a thing’,—extracted from quotidian experience. …

 

 

*Having thus been revealed in isolation and (then, subsequently) examined,… —the object must now fulfil the criterion of the ‘third quality’ of beauty, or, in the terms of Portrait, both the object and the artist are enabled to pass into the third phase of ‘artistic apprehension,’ which Stephen, in both texts, following Aquinas’s terminology identifies as ‘claritas’…

claritas

 

In Stephen Hero,—Stephen argues that, following the stages of ‘synthesis’ and ‘analysis’, the apprehending subject now proceeds to make ‘the only logically possible synthesis’…

 

 

*—Having revealed the object as one thing, and subsequently as a complex whole comprised of various qualities and parts in a harmonious relation, ‘the mind’ of the apprehending subject now takes the, for Stephen, necessary step of ‘synthesising’ these two stages. …

 

 

*—This occurs when the ‘parts’ of the object ‘are adjusted to the special point’ which he dubs *—‘exquisite’. …

 

 

—Combining the consciousness of the object as one thing and as (a) complex, Stephen argues,… —allows the apprehending subject for the first time to ‘recognise’ the object. …

 

 

*—In the synthesis of these two stages the parts of the object are adjusted in-within consciousness to reveal an uncommon completeness and high degree of perfection, previously repressed or overlooked in-within quotidian experience.

 

 

*… —By interpreting Aquinas’s claritas as ‘radiance,’ and omitting the qualification in the Summa Theologica of the application of this term to the object’s brightness or colour, Stephen aims to express, I would argue, the concept of the object’s becoming a lens—a medium (of sorts)… —through which its ‘essence’, then, (sic)—*shines forth. …

 

 

*—The interpretation of claritas as ‘radiance’ only goes so far as to identify the fact of the shining forth, however, and can’t name, or describe, what is shown forth within (or, rather—through) this—‘radiance’. …

 

 

*—Stephen solves this problem by identifying claritas with quidditas

*—‘we recognise that it is that thing which it is. Its soul, its whatness, leaps to us from the vestment of its appearance’.

 

 

*—In claritas, the… —‘whatness’ (the—quidditas-quiddity) of the object is revealed.[4]

 

 

*—For Stephen, quidditas is the content of claritas and claritas, in turn, is the means by which the quidditas of the object is revealed. …

 

*—This is the moment that Stephen, in Stephen Hero, names-dubs—‘epiphany’. …

 

 

*… —The object is extracted from quotidian consciousness and its previously repressed or overlooked quiddity—‘that thing which it is’—‘leaps’ from the ‘vestment’ of this (former) appearance, in which it had been shrouded, and the object ‘achieves’ its epiphany. …

 

 

*—The ‘epiphany’, then, constitutes the revelation of the quiddity of the object, precipitated by a chance coincidence of a change or exquisite arrangement in the disposition of the object with a concomitant change in the disposition of the observer. That is—it is an objective as well as a psychological event. …

 

And this same process, I’d argue, is at stake within Portrait. … —

 

 

*—Furnishing Lynch with the example of the butcher’s boy’s basket, Stephen summarises the first two phases of ‘artistic apprehension’:

*—‘When you have apprehended the basket as one thing and have then analysed it according to its form and apprehended it as a thing you make the only synthesis which logically and esthetically permissible.’ (231)

 

 

First, the object is extracted from quotidian experience and apprehended as ‘one thing’ (integritas).

 

Just as in Stephen’s interpretation in Stephen Hero,this revelation of the object as one thing allows the subject to apprehend the object as ‘a thing’—‘complex, multiple, divisible, separable’. …

 

*Stephen dubs this the ‘analysis’ of the object,… *—‘according to its form’. …

 

 

*—The object is now seen to be the result of the harmonious relationship of its parts (consonantia).

 

 

—Just as in Stephen Hero, in Portrait, Stephen argues that the apprehending subject completes the process of ‘artistic apprehension’ by synthesising the ‘phases’ of integritas and consonantia. …

 

*—The revelation of the object as one thing through the drawing of a boundary line extracting it from quotidian consciousness is now synthesised with the revelation of the object as a thing constituted by the harmonious proportion and relationship of its parts to which, for Stephen, this first revelation inevitably gave rise.

 

*—The synthesis of these two ‘phases’ precipitates the revelation of the quiddity of the object:

*—‘You see that it is that thing which it is and no other thing’. *(—Cf. SH [—218]… *—‘it is that thing which it is’. …).

 

 

Again, for Stephen, the meaning of Aquinas’s claritas is quidditas… *—‘The radiance of which he speaks is the scholastic quidditas, the whatness of a thing’. …

 

*—The ‘radiance’ of the object is the *becoming visible of the quiddity of the object. …

 

*(and, as a side note and an interesting foil, I’d argue here that the *recognition of the object in Stephen’s aesthetic theory, stands in stark contrast to other accounts of defamiliarisation to which it might, otherwise, be (simply-straightforwardly) compared. …

 

*An example. … —

 

—At least according to Benjamin Sher’s recent translation, Viktor Shklovsky’s account of art’s purpose to ‘estrange’ the reader/observer from objects (—to defamiliarise objects,—the better to see them, as if for the first time) *(—Shklovsky’s Formalism exerted a significant influence on Brecht and his concept of ‘alienation’…), distinguishes *(at least, seems to distinguish) between this new (form of) seeing and the (mere) ‘recognition’ of the object *(—its having been lost in-to the complacency—the familiarity—of quotidian consciousness, according to the terms of Stephen’s account, which I’ve attempted to outline here…). …

*(—See Viktor Shklovsky,—‘Art as Device’, in Theory of Prose, trans. Sher, [—Introduction Gerald L. Bruns] [Illinois: Dalkey Archive Press, 1991], 1-14 *[—esp. 10]. …)

 

*By contrast, I’d argue that, in Stephen’s account, the… new seeing *(—new, epistemological, act-form) represents, precisely, the recognition of the object.—(as if) for the first time…

 

 

—the object’s having been lost constitutes, not a simple-straightforward ‘recognition’ (as Sher’s translation of Shklovsky explicitly states), but, in fact, the revelation of a previous *inattention to the object… —an assumed recognition of the object (if you will) as simply (—a having taken for)another, easily dismissed fragment of the furniture in-of the quotidian. …

 

*—recognition of the object (—as object), pulls-tears it from the oblivion of this complacency-assumed recognition. … *—defamiliarises (—in Shklovsky’s terms—‘estranges’) the object (—the observer from the object), and inaugurates a new seeing (—epistemology)… ).

 

 

*In both texts, the definition of the third ‘quality’ of beauty or ‘phase of artistic apprehension’, then, revolves, for Stephen, around the problem of interpreting Aquinas’s ‘figurative’ and, according to Stephen, ‘inexact’ term, claritas. …

 

 

*—Noon argues that ‘Stephen is correct in describing it as a synthesis of integritas and consonantia.’ (Noon, Joyce and Aquinas, 51)

 

He does, however, offer a qualification of his confirmation of Stephen’s conformity to orthodox Thomist interpretation:

With the usual reminder that Aquinas presents this third quality of the beautiful as an existential property in the object rather than as a “stage” or “phase” of the mind’s own act of knowing, most Thomists would probably agree that in the main Stephen gives at this point the most satisfactory interpretation of Aquinas’ thought. (49)

 

Noon is wrong, I think, to reduce—to limit—Stephen’s interpretation of claritas to a ‘“phase” of the mind’s own act of knowing’. …

 

*—In line with my own reading of the ‘epiphany’ in Stephen Hero,… —whilst the process of ‘artistic apprehension’ outlined in Portrait doesn’t incur any change in (—within) the object itself,… it still relies, nevertheless, upon an initial and fundamental change in the disposition of the object, coinciding with a change in the disposition of the apprehending subject. …

 

—Just as was the case with the ‘epiphany’ in Stephen Hero, ‘artistic apprehension,’ constitutes botha psychological andan ‘objective’ process. …

*(—a coincidence which initiates a new epistemological act… (—?). …).

 

 

Nevertheless, it’s important to take Noon’s claim that Stephen’s interpretation of claritas as the synthesis of integritas and consonantia conforms to orthodox Thomism into account in assessing the relationship of the aesthetic theory to Thomism. …

 

—In contrast to Noon, Beebe argues that, in both texts (—with an especial focus on the latter), Stephen’s interpretation ‘sharply diverges from the orthodox interpretations’ of claritas. (—Beebe, ‘Joyce and Aquinas: The Theory of Aesthetics’, 284)

 

He cites the neo-Thomist ‘attitude’ of Herbert Ellsworth Cory…

—‘Just what claritas meant to St. Thomas we may gather from his account of what the glorified human body will be after its resurrection. The glory of the soul, already in heaven, will glow through its restored body and make it splendid.’

*(—Herbert Ellsworth Cory, The Significance of Beauty in Nature and Art [Milwaukee: Bruce Publishing Co, 1948], 227. Beebe, 285-286.

*—See Eco, The Aesthetics of Thomas Aquinas, 104, where he refers claritas to Christ’s transfigured body, and to—‘objects when they are renewed at the end of time.’ (Emph added.—Cf. 117…).) …

 

*—For Beebe, following Cory, the meaning of claritas can be ascertained by reference to Aquinas’s account of how the glory of the redeemed human soul will radiate from its resurrected body at the end of history.

 

Beebe joins Cory in rejecting what Cory argues is Joyce’s reduction of claritas ‘to a sort of metaphorical materialistic sentimentality’, in its application to objects of quotidian experience. (Cf. Cory, 227)

 

 

*In fact, I want to argue, this supposed ‘reduction’, constitutes Joyce’s *ironic appropriation of the orthodox meaning of claritas as the radiance of the resurrected body. …

 

 

*—The coincidence which wrenches the object from being (its having been) lost in-to the complacency of quotidian consciousness, and which reveals its previously repressed quiddity, constitutes its ‘glorification’ after its… —‘resurrection’ in-for consciousness: *—the object’s… glowing (‘radiance’) through its ‘restored body’. … *(… —Cf. Portrait,—whereStephen describes the role of the artist as that of ‘a priest of the eternal imagination, transmuting the daily bread of life into the radiant body of everliving life.’ *[—240]…)

 

—This is ironic and not ‘metaphorical’. …

 

Still less is it—‘sentimental’. …

 

… —It’s ‘objective’, insofar as it concerns an event within quotidian consciousness, but is in no sense—‘materialistic’

*(—no ontological priority is granted to matter here, it seems to me…). …

 

 

*—Though the apparently simple terms of this radiant clarity thus, in line with Noon’s assertion, can be seen correspond to an ‘orthodox Thomism’,… —the irony with which Stephen appropriates claritas, I’d argue,precludes any attempt at an orthodox redemption of his interpretation. …

(hmm).

 

 

—Crucial to an understanding of this ironic appropriation of claritas is Stephen’s equation of it with quidditas.[5]

 

Whilst Beebe is right, I think, to argue that through this equation Joyce sought to ‘avoid the spiritual connotation’ of claritas,… *—the invocation of quidditas doesn’t form, as Beebe claims, a substitution for claritas but, rather,—a qualification. (Beebe, ‘Joyce and Aquinas: The Theory of Aesthetics,’ 285) …

 

Beebe, I’d argue, fails to register the implicit irony of Stephen’s appropriation of Aquinas, and this failure serves to undermine his subsequent claim that Joyce ‘confuses’ quidditas (—‘which in scholastic philosophy means specific essence’) with the scholastic ‘haecœitas, individual thisness’. …

 

*This represents, not the ‘confusion’ of quidditas with haecœitas, but a deliberate conflation on the part of Stephen of his conception of radiance as revelation with the ‘scholastic haecœitas’… —‘individual thisness’. …

 

 

Noon also argues that Stephen’s equation of claritas and quidditas, would have been better rendered as ‘haecceitas’ referring specifically to the philosophy of Duns Scotus. (—Cf. Joyce and Aquinas, 51, 72)

 

Both Beebe’s and Noon’s respective criticisms of Stephen’s aesthetic theory, however, assess only the—orthodoxy of the Thomism of Stephen’s interpretation. …

 

*Neither essentially assesses it according to its own criteria. …

 

—To do so reveals the ironic, subversive relationship of the aesthetic theory of Stephen Hero and Portrait to their (mutual) Thomist source.

 

 

*—For Noon,… —the use of quidditas in Portrait is tied to the development therein of a realist aesthetic, concerned specifically with the nature of the poem and of the poetic, developed in relation to (and, he argues, as a stark rejection of) Romantic and Symbolist poetry. …

 

Noon argues that Aquinas employed the concepts of integritas, consonantia, and claritas to refer to existential qualities of the object rather than to moments or ‘phases’ of the (poet’s) psychological experience of the object.

 

—As a direct result of this qualification he proceeds to argue that Stephen’s equation of claritas and quidditas is ‘questionable’. …

 

 

*From the perspective of orthodox Thomist interpretation, quidditas, Noon argues, is dependent upon a ‘“real” (or actual)’ distinctionbetween the existence of the object itself and that of its essence, rather than, as Noon argues is the case for Stephen, a purely ‘“rational” (or notional)’ distinction. (49) …

 

*The difference between an object and its essence, for orthodox Thomists, then (from a… Noonian point of view) is a real, existential difference. …

 

—For Stephen, on the contrary, according to Noon, the difference is merely a psychological one concerning the experience of the object. …

 

 

—If his objection to Stephen’s interpretation of quidditas is understood to rest on the conclusion that the interpretation of quidditas is purely psychological and precludes its application to the qualities of the object, then Noon can be shown to be mistaken.

 

He himself argues that Stephen ‘places his emphasis on the quiddity or essence as actuated, as “existential”’. (Ibid.)

 

Although he may indeed be right that Stephen’s equation of claritas and quidditas deviates from orthodox Thomism, in Stephen’s exposition of the ‘phases of artistic apprehension,’ just as in the earlier definition of the qualities of beauty and the ‘epiphany’ in Stephen Hero,—the process of the revelation of the quiddity of the object requires not only a notional or psychological change in the observer, but also a corresponding change in the disposition of the object. …

 

In Portrait the ‘“real” (or actual)’ and the ‘“rational (or notional)’ are fundamentally intertwined. ‘Artistic apprehension’ is an objective as well as a psychological process. *(—Stephen Hero… *—‘the object achieves its epiphany’. … —‘achieves its epiphany’… ).

 

*Stephen’s proposed syntheses of claritas and quidditas in the revelation of the quiddity of the object in both Stephen Hero and Portrait are identical.

 

 

*—In Stephen Hero, Stephen’s statement of his equation of claritas and quidditas is made in a short, sharp exclamatory ejaculation and then, apparently (—to all intents and purposes),—dropped

 

*Or, rather, the equation of claritas and quidditas is subsumed by-into the definition of the ‘epiphany’. …

 

*… —In that Stephen’s definition of the qualities – of – beauty follows directly on from his first reference to the epiphany as a… *‘spiritual manifestation’ (—sic), it’s clear that his interpretation of Aquinas paves the way for the definition of ‘epiphany’. (216-219) …

 

Indeed, I’d say that the definition of the ‘epiphany’ remains vague until Stephen provides his exegesis of Aquinas. …

 

… —This follows so hard upon the first reference to epiphany that in the space of a paragraph Stephen is transported suddenly through space and time south through the city from Eccles Street to the Ballast Office in order to expound his theory to Cranly.

*(SH, 216.—On this, see Ian Crump,—‘Refining Himself out of Existence: The Evolution of Joyce’s Eesthetic Theory and the Drafts of Portrait’, in Cheng and Martin, eds., Joyce in Context [Cambridge: Cambridge University Press, 1992], 223-240 *[—233]… ).

 

 

The most significant difference between the two texts is that in Portrait the ‘synthesis’ is not solely that which is ‘logically possible,’ as it was in Stephen Hero,but becomes ‘the only synthesis which is logically and esthetically permissible’. …

 

*—The synthesis of claritas and quidditas in Portrait concerns *the process of the creation of a work of art

quidditas

 

*—The ‘exquisite’ relation of the parts of the object is replaced by the artist’s—‘feeling’. …

 

The ‘recognition’ of the apprehending subject (… —the (awkward) ‘we’ of Stephen Hero…), is supplanted by the experience of inspiration of (or for) the artist. …

 

*That is,… —The… —*intuition (to… borrow the term in its Nietzschean-Bergsonian sense) of the quiddity of the object and the ‘supreme quality’ of beauty becomes the inspiration for the creation of art. …

 

*—The ‘leap’ of the essence of the object (—in-of Stephen Hero)becomes (—is incorporated into)the formation of the (—‘esthetic’) image in the artist’s imagination in Portrait. …

 

 

*The ‘esthetic image’, then, represents the refining of the earlier ‘epiphany’, from a concept applied to general experience and still explicitly loaded with religious (and metaphysical) —baggage,… to one concerned specifically with artistic inspiration and creation *(—with art). …

 

*—This in stark contrast to Sam Slote’s argument in ‘Epiphanic “Proteus”’ (—in his review of the Joyce manuscripts acquired by the National Library of Ireland in 2002)—that, in Portrait,…

*—‘Stephen’s argument elides the key-word “epiphany” and, instead replaces it with the more redoubtably Thomistic term claritas.’ (—hmm…)

(—Sam Slote, ‘Epiphanic “Proteus”’, Genetic Joyce Studies, 5 [2005], *[—accessed 10th March, 2014]… ).

 

*Claritas is already obviously a crucial (and unavoidable) element of Stephen’s ironic appropriation of Aquinas in Stephen Hero, and I’d argue that it’s the case that it’s the (‘esthetic’) image that takes the place of the ‘epiphany’. …

 

 

*Portrait is not, then, as Hugh Kenner argues, simply ‘drastically pruned’ of ‘key doctrines’ (—sic), such as the ‘epiphany’.

(—‘The Portrait in Perspective’, in Seon Givens, ed., James Joyce: Two Decades of Criticism [New York: Vanguard, 1948], 132-174 *[—154].—See Noon, 65) …

 

Neither is it ‘curious,’ as Noon argues, that the term disappears in the later text, when he misreads the ‘esthetic image’ as being solely bound to integritas. (—Noon, 65, 44.)

 

 

*—The (‘esthetic’) image, then, retains the structure—the *shape—of the ‘epiphany’,… —developing from a foundation in an ironic appropriation of Aquinas’s concept of beauty. …

 

*… —The coincidence *(—co-incidence) of a change in the disposition of the observer—the artist—with a (concomitant) change in the disposition of the object-thing *(become, here, *—model), in which what-the-object-had-been-taken-to-be (that is,… —the apparent object-complacent), is undone… and the artist’s consciousness-perception of the object, as well as their own ‘self’-perception *(—the ‘self’ as-had-taken-it-to-be) undergo an ironic inversion (—bathetic.—bathos),—suddenly, spontaneously, and involuntarily revealing a, previously repressed (/latent), psychic (—psychological) content, and thus bringing about a fundamental change in consciousness. …

 

*—the quiddity (quidditas) of the object (—for the artist) is illuminated-revealed (—claritas. …

 

*—the shape of the (‘esthetic’) image. …

 

 

*—In Portrait, the experience of ‘beauty’ in general consciousness of Stephen Hero is refined, and focussed into an analysis of the conditions of ‘artistic apprehension’, *—artistic inspiration and the creation of the artwork. …

 

 

—Building on my argument for an appreciation (sic) of the Romantic–anti-Romanticism in-of Nietzsche’s Birth,—I want to move on, in the second part of this (particular) string-thread of fragments here, to argue that, in its final stage in Portrait,Stephen’s analysis constitutes an ironic appropriation of the terms of Romantic accounts of artistic inspiration,—specifically that of Percy Bysshe Shelley in A Defence of Poetry

 

—I’ll argue that this final stage represents the incorporation and refinement of the earlier opposition between the ‘classical’ and the ‘romantic’ artistic ‘tempers’, and privileging of the ‘classical’ in the ‘Art and Life’ paper in Stephen Hero.

(—For the paper, see SH, 44 and 81-85 *(—for Stephen’s comments on the ‘artistic process’,… —see 175-176). …)

 

The (‘esthetic’) ‘image’ here, then, represents an attempt to forge a new trajectory for the legacy of Romanticism through a rejection of the aesthetics and metaphysics of late-Romanticism, in particular that of W.B. Yeats.

 

*—I’ll argue that Stephen’s ironic appropriation of the terms of Romantic aesthetics and metaphysics lies at the heart of an attempt to forge an anti-Romantic ‘classical’ aesthetic.

 

 

[1] Of the original seventy fragments that Joyce recorded during this period, forty survive. …

—Twenty-two are housed in a collection at the Lockwood Memorial Library at the University of Buffalo. —These were published by O. A. Silverman in 1956, in a limited run of five hundred and fifty, of which five hundred were sold. *—James Joyce, Epiphanies, Introduction and Notes O. A. Silverman (New York: University of Buffalo, 1956). …

—A further eighteen are held in the Cornell University Joyce Collection (—see Robert Scholes, Florence L. Walzl, ‘The Epiphanies of Joyce,’ 152).

 

 

—In 1965 Robert Scholes and Richard M. Kain reproduced all forty extant epiphanies, along with notes in Robert Scholes, Richard M. Kain, ed., The Workshop of Daedalus: James Joyce and the Raw Materials for Portrait of the Artist as a Young Man, (Evanston Illinois: Northwestern University Press, 1965), 11-51, and again with an introduction by A. Walton Litz, and John Whittier-Ferguson in James Joyce, Poems and Shorter Writings, ed. Richard Ellmann, A. Walton Litz, and John Whittier-Ferguson, (London: Faber and Faber, 1991), 155-200. *(hereafter: Shorter WritingsSW).

[2] Stanislaus Joyce, My Brother’s Keeper, ed. Richard Ellmann, ‘Preface’ by T.S. Eliot (London: Faber and Faber, 1982), 134-135 (see also, 144-145, 226-227, 231, 247, 251).—See also Scholes and Kain, The Workshop of Daedalus, 8-9.

[3] Robert Scholes and Florence L. Walzl, ‘The Epiphanies of Joyce’, PMLA, 82 (1967), 152-154 (152). See also, Scholes, Scholes, Robert, ‘Joyce and the Epiphany: The Key to the Labyrinth?’, Sewanee Review, 72 (1964), 65-77. repr. in Philip Brady and James F. Carens, eds., Critical Essays on James Joyce’s Portrait of the Artist as a Young Man. (London: Prentice Hall International, 1998) 27-35.

[4] On quidditas as ‘whatness’, see Eleonore Stump, Aquinas (London: Routledge, 2003), 261.

 

—Stump argues that, for Aquinas, quiddity is linked to sense and the intellect.

 

The proper objects of sense—‘proper sensibles’—are ‘non-propositional objects apprehended by one or another sense faculty.’ Insofar as sense is related to its proper objects it is not deceived. (232-233)

 

In the same way the quiddity of the material thing forms the proper object of the intellect: ‘The proper object of the intellect is the quiddity of a thing. And so as regards the quiddity of a thing, considered just as such, the intellect is not mistaken.’ (Aquinas, ST Ia.85.6. Stump, 233)

 

Stump argues that the intellect arrives at knowledge of the quiddity of the material thing through a process of abstraction from phantasms: ‘The process of abstraction is a matter of removing or ignoring the many material accidents of a thing as preserved in the phantasm and focussing instead just on the thing’s quiddity.’ (264)

 

For Aquinas, according to Stump, quiddity means ‘that form of a thing that put it into one rather than another species or genus, its nature or essence.’ (Ibid.) Natures ‘do not exist in the world on their own; in the world they exist only as incorporated into the things that have natures’. (Ibid.) See also, 270-271.

[5] Eco quotes the passage from Portrait and argues that Stephen’s identification of claritas and quidditas is ‘felicitous’ (?) in its paying credence both to the interpretation of claritas as ‘the appearance of universal value embodied in the individual’ (—‘an organism signifies the universal which gives it life’), to the organism’s (the individual’s) signifying ‘itself, in its combination of universality with contingency, in the reality of its concrete form’, and to Eco’s own definition of quidditas as ‘substance’, to which I wish to return at the close of the current chapter-thread. … *—Cf. The Aesthetics of Thomas Aquinas, 120n (252-253).

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*the fold in the self-creation of the artist…

*(… —follows on from *the artist’s metaphysics, —on “incorporation”, & the Apollinian sublime, —on “purgation”, & the Dionysian sublime, the Lyric Poet, and *on the Rapture, then, and the Nausea.*—the… root, & the nature, of artistic inspiration. …).

 

*(the… —crux. …).

 

*so, … (hmm)… —this is the central… cruxgambit of my project here. … —the central concept that I had wanted to… put across (—to focus-centre on) in my doctoral thesis, and the core of my own theory of artistic inspiration and creation… —derived, of course, from that of Nietzsche’s (—the way I read Nietzsche and Birth here), and, moving outonto the terms of the self-styled neo-classical Modernist’s conceptions of the… epistemological, ontological, and ethical… grounds (—limits)… … the—domain (that is, I suppose) of *art. (—properly conceived,—from their, (shared), neo-classical, point of view… ). …

 

 

 … —I’ve struggled to re-write and to edit the material here…

 

 

—It’s still neither as—clean, nor as… intestinally fortified, and punchy, as I’d really like. …

 

*—there’s more I’d like to do on, especially (for example) Feuerbach, Hegel, Lacan, and (the concept of) *self-alienation, but—lest this all get carried away in pretension and in a proliferation of terms and names here—I’ll leave that (for now) until some other (—appended) time. …   

 

 

—there still needs to be more to the delivery of the central concept here, than I feel I’m capable of (or, at least,—capable of making this—extant—material do), and, frankly, I wonder if all this is (still) not too repetitive, but,—in the main, I stand by the substance of what is here, and I still get a (sort of) nervous-exhilarat rush at the idea of the fold and all the possibilities it seems to present, and demands *(—artistic, philosophical,—ethical) that it seems to make…

 

so,… —I present it here, in the hopes that it will find an audience-readership (—one sympathetic to, and , hopefully, moved by the argument-reading here),—to whom I’ll leave the question of whether any of this has any intellectual—scholarly—value (worth).

 

 

*—this will have been a long post, but I’ve tried my best to… break the material here (further) down into (sub-)sections-fragments,—for the hard of caring. …

 

 

*on—the ‘artists’ metaphysics’…
*—the fold in the ironic self-(re-)creation of the artist
& Nietzsche’s Romantic—anti-Romanticism. …

 

For thinking over: the various sublime states I have experienced as the basis for the various chapters and their materials—regulating the expression, presentation, pathos at work in each chapter—and in this way to obtain an illustration of my ideal, as it were through addition. And then to go still higher!

*(… —from Nietzsche’s notebook MIII 1, 11[141], in Nietzsche, Sämtliche Werke: Kritische Studiensgabe, ed. Giorgio Colli and Mazzino Montinari, 2nd edn, 15 vols [Berlin and New York: de Gruyter; Munich: dtv, 1988; CD-ROM 1995], vol. 9, 527,… —trans. Duncan Large with Keith Ansell Pearson in Nietzsche, The Nietzsche Reader ed. Keith Ansell Pearson and Duncan Large [Oxford: Blackwell Publishing Ltd., 2006],—in ‘16. Notes from 1881’, 238-241 [—239]

*—The fragment comprises part of Nietzsche’s first record of the revelation of—‘the eternal recurrence of the same’, and represents his plans and attempt to articulate and to—‘incorporate’ this thought. …)

 

So, …

 

*—The need to redeem existence from the nausea inspired-precipitated by the—ineluctable—fall (back.—down) into the smallness of quotidian experience from the rapture of the Dionysian state, is what inaugurates the Dionysian-Apollinian conjunction and(-*in)—the birth of tragedy. …

 

 

—I’m going to try, here, to unpack the stages of the process of that conjunction,… —returning to the notion that in his account of the birth of tragedy, Nietzsche is concerned (primarily) with the (philosophical) nature of artistic inspiration, and with the movement from inspiration to the creation of the artwork.

 

*And so,…

 

—I’ll seek to tie together here all the terms of my argument—my reading— thus far… —the Apollinian sublime as incorporation,—the Dionysian sublime as purgation,—the nausea of the return from the rapture of Dionysian purgation in-to the everyday and the need to overcome that nausea and to incorporate the rapture of purgation—as artistic inspiration,… and I’ll complete my reading of the Lyric Poet as the figure who conjoins both modes of the sublime in the fold of their self-creation as artist-poet. …

 

*… —I’ll read the shape of this fold against a ‘dialectical’ conception of Birth, and argue that, while Nietzsche can be seen to engage with, and even to appropriate, the terms of Romantic accounts of artistic inspiration *(and I’ll chose Shelley’s as an example (—for very good reasons)…),… —the naturalism and anti-metaphysics at stake in Birth serve to render this an ironic appropriation of those terms to a fundamentally anti-Romantic aesthetic…

 

 

on Archilochus—vs. Homer…
*(—the Dionysian-Apollinian artist). …

 

*Nietzsche argues that the nature (—constitution, and execution) of the conjunction of-between the Dionysian and the Apollinian can be understood through the (contrasting) figures of two poets, to whom homage was paid within, and who Nietzsche argues were central-crucial to, Hellenic culture…

 

*—The first is Homer, who, for Nietzsche, represents the archetype of the purely Apollinian poet. (See §3, 44 and §5, 48)

 

*—The second is Archilochus, whose face, Nietzsche claims (at least), was placed side by side with Homer’s, ‘on gems, sculptures, etc.’, by Hellenic culture, and who stands, for Nietzsche, as the archetype of the lyric poet. (Ibid.) …

 

*… —I want to argue here that, for Nietzsche (in Birth), it’s the figure of the lyric poet (—with Archilochus, thus, as its archetype), that represents the embodiment (for want, perhaps) of the Dionysian-Apollinian conjunction. …

 

*—in-through process of the ironic self-(re-)creation of the artist.

 

 

—This is in strict contrast here to Homer, who represents a *(purely) Apollinian poet…

 

 

*That is,… —In §5 of Birth, Nietzsche is very definitely not identifying Archilochus, thus, as the archetypal purely Dionysian poet, as more… orthodox readings of the text would have it…

*(… (hmm)…

 

—Silk and Stern, for example—I believe falsely—identify Archilochus and lyric poetry as purely Dionysian: *—‘the Dionysiac lyric with its progenitor Archilochus […]’ (135-136),—reducing Archilochus to the status of the ‘drunken reveller’. (231-232) …

—They thus elide Nietzsche’s crucial qualification, in which Apollo appears to inspire the Dionysian ecstatic to create poetry. (Ibid.—See esp., BT, §5, 49-50)

 

—Allison also stresses what he (again, I believe mistakenly) dubs the—‘singularly Dionysian cast’ of Archilochus, (45-46. *—emphasis added for dramatic effect here…), misidentifying him as the ‘prototype of the lyric poet’. (49. again, the emphasis is somewhat patronising and histrionic…)

 

*—Nietzsche in fact argues that he was the first lyric poet, and not merely a prototype. …).

 

*—What’s at stake, here, then (I’d argue),—in Nietzsche’s staged comparison of Homer and Archilochus—is, in fact, the contrast of the two forms of poetry to which they… gave birth (so to), and not an argument concerning their… polar embodiment of the Apollinian and of the Dionysian (respectively). …

 

*… —Their originality, and corresponding archetypal status, enables Nietzsche to use them to frame the aesthetic problem he sees at the heart of the attempt to understand the conjunction of the Dionysian and the Apollinian. …

 

—Nietzsche argues that this problem arises within what he dubs ‘Modern aesthetics’ as the misunderstanding of, and false distinction between, the ‘“objective” artist’ and the ‘“subjective” artist’,… —with Homer standing as the archetype of objectivity, and Archilochus, thus, as the archetype of subjectivity. (§5, 48)

 

Nietzsche seeks to overcome this opposition:

*—‘because we know the subjective artist only as the poor artist’. (Ibid.—emph. added here…) …

 

 

(hmm).

 

… —The ‘we’(?) here forms a tacit assumption, on Nietzsche’s part, of an agreement with his position, on the part of his reader, in rejecting the categories and conclusions of ‘Modern aesthetics’ (again,—?), and in pursuing the argument that what is necessary to the creation of art is ‘the conquest of the subjective, redemption from the “ego,” and the silencing of the individual will and desire’. (Ibid.)…

*(—and I’ll be giving ol’ Fritz the benefit of the (equally ol’) doubt here,… —it just felt important to point that tacit assumption out…).

 

*—Art and (more particularly) poetry, Nietzsche argues, are essentially impossible if the artist remains subjectively entrenched in their own personal concerns and desires, and fail to attain objectivity…

 

—In the outpouring of his own vehement passions through his poetry, Archilochus, Nietzsche argues, would be defined under the rubric of ‘Modern aesthetics’ as a ‘subjective’ artist (—an artist, that is, concerned—exclusively—with their own subjectivity (—with themselves)… ).

 

 

*By contrast,—Nietzsche seeks to define the way in which Archilochus, standing (as he does, for ol’ Fritz) as the archetype of the lyric poet,—*transcends the (supposéd) opposition between the objective and subjective,—precisely through conjoining the Dionysian and the Apollinian. …

 

*The problem, for Nietzsche, becomes to understand how the lyric poet is possible as both a true and an objective artist—(that is,—) freed from what he portrays as the poverty of merely ‘subjective’ art—when the archetypal lyric poet, Archilochus, who, though so esteemed by the Hellenes as to be granted equal honours with Homer, ‘is continually saying “I” and running through the whole chromatic scale of his [subjective] passions and desires’ in his poetry. (Ibid.) …

 

—The solution, Nietzsche argues, lies in Schiller’s ‘psychological observation’ on the ‘poetic process’ that ‘before the act of creation he did not have before him or within him any series of images in a causal arrangement, but rather a musical mood.’ (49)

 

*—Nietzsche alludes here to—borrows (sic) from—a letter from Schiller to Goethe,*—of the 18th March, 1796. …

The preparations for so complicated a work as a drama set the mind in a strange state of motion. Even the very first operation of seeking a certain method in the work—so as not to grope about aimlessly—is no trifling affair. I am at present engaged with the skeleton and find that a dramatic structure, as in the case of the human body, is the most essential part. I should like to know how you set to work in such matters. With me the conception has at first no definite or clear object; this comes later. A certain musical state of mind precedes it, and this, in me, is only then followed by the poetic idea.[1]

 

 

*For Nietzsche, following Schiller, then, there is no (visible (sic),—sensible,… —definite) *content in the mind of the poet, prior to the creation of poetry. …

 

*… —What precedes, and in fact acts as the motivation of, the act of poetic creation is a*‘mood’ (—stimmung). *—a (musical) ‘state of mind’. …

 

—Nietzsche interprets, and—appropriates, Schiller’s… formulation of the ‘musical mood’, I’d argue, as corresponding to his own conception of the Dionysian sublime as the laceration of individuation and descent into the undivided continuity of the flux of the ‘primal unity’. …

*(and, in this sense,… —the ‘musical mood’, in the terms in which Nietzsche appropriates it,  can thus also be seen to correspond to his subsequent definition of ‘intuition’ in ‘On Truth’, and to Bergson and Hulme’s conceptions of the ‘aesthetic intuition’, as I’ve already sought to define these in the previous thread-string of fragments *(—On Intuition,  flux, & anti-metaphysics onwards…)…).

 

*—In the Dionysian, Nietzsche, following Schiller, is concerned with defining the nature of artistic inspiration. …

 

 

Has anyone at the end of the nineteenth century a clear idea of what poets of strong ages have called inspiration? […T]he idea that one is merely incarnation, merely mouthpiece, merely a medium of overpowering forces. The concept of revelation—in the sense that suddenly, with indescribable certainty and subtlety, something becomes visible, audible, something that shakes one to the last depths and throws one down—that merely describes the facts. One hears, one does not seek; one accepts, one does not ask who gives; like lightning, a thought flashes up, with necessity, without hesitation regarding its form—I never had any choice.

(Nietzsche, ‘Thus Spoke Zarathustra’, in Ecce Homo, §3.,—300)

 

*So. …—In the self-styled autobiographical work Ecce Homo, written toward the end of his productive career, and with reference to his own works,Nietzsche describes ‘inspiration’ as the effect of forces that (seemingly) enter the subject from without—as an overpowering ravishment. …

*( … —see… —the ‘rapture’—in-of the Dionysian. …).

 

 

Conscious volition, then, (for Nietzsche), can never engender a state of inspiration. …

 

*… —Inspiration is precipitated precisely by the overwhelming, and temporary suspension, of subjective willing.

 

 

*The terms of Nietzsche’s definition of inspiration here, therefore echo those of Romanticism—the Romantics. …

 

*In particular, I want to cite the example of Percy Bysshe Shelley’s account of artistic inspiration in A Defence of Poetry… —

A man cannot say, “I will compose poetry”. The greatest poet even cannot say it: for the mind in creation is a fading coal which some invisible influence, like an inconstant wind, awakens to transitory brightness: this power arises from within, like the colour of a flower which fades and changes as it is developed, and the conscious portions of our nature are unprophetic either of its approach or its departure.

(Percy Bysshe Shelley, A Defence of Poetry.—in The Major Works, ed. Zachary Leader and Michael O’Neill [Oxford: Oxford University Press, 2003], 674-701 [696-697])

 

 

*—I want to return to Shelley, and to look at the terms of his account of artistic inspiration in far more detail as an (incredibly) important, artistic and philosophical touchstone in relation to Joyce, Yeats, and neo-classical Modernism. …

 

*… —Suffice it here to emphasise that, whilst his conception of inspiration shares (—retains?) the notions of spontaneity and of involuntariness crucial to Shelley’s account *(—‘this power arises from within […] the conscious portions of our nature are unprophetic either of its approach or its departure’),… —in line with his ironic appropriation of the terms of Schopenhauerian aesthetics, Nietzsche the Platonism at stake within it, and, particularly, the claim, later in Shelley’s account, that inspiration affords the poet access to Platonic Forms or Ideas… —*‘to be a poet is to apprehend the true and the beautiful, in a word the good’. (677)[2] …

*(… —on Schopenhauer and the ‘Platonic’,—see *on “purgation”, & the Dionysian sublime. … ).

 

*—(By contrast,) in terms which serve to bind his definition to his early accounts of the ‘primal unity’ and ‘intuition’, and his later doctrine of ‘the will to power’,—in Ecce Homo, Nietzsche lays emphasis on the plurality of the forces overwhelming the (eventual) artist in-within inspiration.

 

 

*—Inspiration, for Nietzsche, is not, then, a ‘visitation’(—?) by a gentle, invisible ‘influence’, as it is for Shelley, but, instead, a violent experience of ravishment—… *‘something that shakes one to the last depths and throws one down’. …

 

*—He defines inspiration as a discovery,—an uncovering

*… —‘The concept of revelation—in the sense that suddenly, with indescribable certainty and subtlety, something becomes visible, audible.’

 

*Just as in the definition of ‘intuition’ in ‘On Truth’ *(—already at stake, as I’ve sought here to argue, in the Dionysian and Apollinian of Birth), and the revelation of the ‘sense’ and ‘Essence’ of a quantum of reality in the doctrine of the will to power,…

 

*—something previously veiled or repressed is revealed in the experience of inspiration.

*(—see *‘the will to power’. and, in particular (especially)—I want return to, and expand on, this in my reading of the aesthetic theory in Joyce’s earlier fiction and neo-classical Modernist aesthetics. …)

 

*Nietzsche’s later account of inspiration,—*already implicitly at stake (I’d argue, at least) in Birth—… represents an ironic appropriation of the Romantic conception of artistic inspiration, then, to an anti-Romantic philosophical project. …

 

 

*For Nietzsche, following Schiller, the experience of the involuntary influx of overpowering forces in artistic inspiration is analogous to that experienced in music.

 

However,… —He qualifies Schiller’s insight by indicating what he argues is ‘the most important phenomenon of all ancient poetry’:

*—‘the union, indeed the identity of the lyrist with the musician.’ (§5, 49)

 

 

—For Nietzsche, the experience of music lies at the heart of artistic inspiration and ‘the poetic process’. …

 

At the point of their birth (so to), lyric poetry and music—the poet and the musician—are identical…

 

*Nietzsche seeks to define this experience of music, inspiration and the ‘poetic process’ through reference to the ‘aesthetical metaphysics’ established in his analysis of the Dionysian and Apollinian modes of the sublime in §§1-4. (Ibid.—Cf. §4, 45)

 

—It’s significant that, at the outset of §5, Nietzsche actually inverts the order of the two drives in the hyphenation symbolic of their conjunction: *—‘Dionysian-Apollinian’. (—§5, 48) …

 

—This inversion indicates the priority of the Dionysian and thus establishes a temporal, though (it’s important to clearly emphasise), not an ontological, hierarchy between the two drives. …

 

Thus,… in the first instance (—‘the first place’), ‘as a Dionysian artist,’ the lyric poet ‘has identified himself with the primal unity, its pain and contradiction.’ (49) …

 

—Through the experience of—undergoing—the Dionysian sublime state, the poet is divested of their empirical, subjective existence.

 

This experience is what is intended by Nietzsche (I’d argue) in his invocation of Schiller’s ‘musical mood’ and the revelatory influx of forces which precipitates poetic inspiration, and is that which underlies the identity of the musician and the poet…

 

For Nietzsche, the lyric poet, as musician, transposes this experience of ‘identity’ with the ‘primal unity’ in the Dionysian into music, which thus forms its ‘repetition’ or ‘copy’. (Ibid.)

 

This transposed ‘copy’ of the ‘primal unity’, now, ‘under the Apollinian dream inspiration’ which seeks to render intelligible and to incorporate all lived experience, ‘reveals itself to [the lyric poet] again as a symbolic dream image.’ (Ibid.)

 

 

*… —The experience of the divestiture of the empirical self and identity with the ‘primal unity’ in the Dionysian, for Nietzsche, inexorably engenders a need to express this ecstatic state in music…

 

—In turn, in the same way that the need to incorporate experience precipitated dreams, in order to capture, articulate and thereby to *incorporate the experience of music,—the Apollinian is called upon to render it intelligible through the spontaneous generation of images. …

 

*—The conjunction of the Dionysian and Apollinian occurs as the series of stages in the self-engendering ‘process’ of the becoming of the lyric poet…

 

*—The process is precipitated by the physical and psychological need to react to the powerful ecstatic experience of the Dionysian…

*—‘The inchoate, intangible reflection of the primordial pain in music, with its redemption in mere appearance, now produces a second mirroring as a specific symbol or example.’ (Ibid.)

 

For Nietzsche, music—as ‘mere appearance’—embodies the ecstasy of the Dionysian state.

 

—This reflection itself, however, remains ‘inchoate’ and ‘intangible’… —is only felt, and, therefore, remains formless and frustratingly ungraspable, inarticulate, and—distant. …

 

*—The need to comprehend and to articulate the ‘musical mood’ precipitates the call upon the *—‘Apollinian dream inspiration’, to embody the experience in ‘specific’ images. …

 

*The Dionysian-Apollinian conjunction thus results from a double transposition, arising from the need to comprehend, articulate, and to incorporateDionysian purgation. …

 

—First music is engendered as its emotional and physical expression through the ‘symbolic faculties [. … —T]he entire symbolism of the body’ (Cf. §2, 40) …

music

*(and I’d emphasise here (—as I ought to have done, I suppose, already,—in my reading of the Dionysian) the… spontaneity *(—unscripted, involuntary), and the special emphasis on the performance and the reception *(—the experience of the audience), in Nietzsche’s account of music here (—in Birth). …).

 

*Through… bodily symbolism, then,—the Dionysian is… bodied-forth, and thus finds… —(a form of) release. …

 

 

*—Nietzsche argues that a deeply felt need to comprehend and to incorporate the experience of the ecstasy of the Dionysian and its release in music now arises. …

 

This need engenders a call upon the Apollinian artistic drive, effectively sublimating the drive to (—the need for) individuation. (—Cf. §4, 45) …

 

The Apollinian generates a ‘specific symbol or example’ intended to encapsulate the universal experience of the Dionysian and of music: *—transposing and projecting it, organically and spontaneously, into images…

 

The process of the Dionysian-Apollinian conjunction is one of transposition from the purgative Dionysian to Apollinian incorporation:

*—a process, then, of *sublime transposition. …

 

 

—This process (thus) suspends the subject/object distinction.

 

 

*—In the fragment ‘On Music and Words,’ written at the same time as the latter sections of Birth  (—1871) and, originally, intended to form a part of the text, but which Nietzsche later omitted, he defines the ecstatic experience of music, defending it against what he argues is the misapprehension that it arises from an excitation of emotion or ‘feeling’: …

*—‘the whole realm of drives, the interplay of feelings, sensations, emotions, and acts of will’, he argues, ‘is known to us […] only as representations and not according to its essence’.[3]

 

Nietzsche argues that drives, feelings, and emotions are only appearances, —are only ‘representations’ of the ‘will’ *(—which I am, it’s true choosing to understand here as synonymous with the flux of the undivided continuity of states in-of the ‘primal unity’ in the final, completed text), which, bowing to ‘rigid necessity,’ we cannot get beyond. (Ibid.—Cf. BT, §4, 45)

 

 

*He argues that within empirical experience we can know the ‘will’ only through these conscious and unconscious representations—only in sublimated form through Apollinian appearances—but we cannot know it as it is in-itself. …

 

Within the ecstatic experience of music, however, this veil of representations is torn aside and the ‘will’ and the ‘whole realm of drives’ is experienced directly—that is,—im-mediately…

 

 

*—Nietzsche argues that those who feel music merely in the form an effect on their emotions gain access only to *(—remain irremediably anchored within) the sphere of the representations: —an ‘intermediate realmin-between the listener and that which the (true) ‘musical mood’ reveals. …

 

That is,… *—feelings can only ever translate and symbolise the experience of music, but can never themselves generate music. (111-112) …

 

—The feelings, images and concepts that constitute our experience of the ‘will’ are already (always—ineluctably) permeated by conscious and unconscious representations in that they are related to, and arise from, relations to the (particular) objects of empirical experience. …

 

*—They are, (in fact.—for Nietzsche) subject to the principle of individuation. …

 

*—For Nietzsche, the ecstatic experience of music suspends the subject-object relation arising from individuation, and this gives rise to a new form of experience in which ‘the object of music […] is given to us as the content (Inhalt) of our own intensely undergone aesthetic experience.’ *(—see Allison, Reading the New Nietzsche, *—65.) …

 

According to Nietzsche this… —‘object’ is experienced directly,—without the mediation of ‘representations’. …

 

…—What is experienced is not, then, an excitement, or a… heightening of emotional relations, but, instead,—proceeds from the ‘altogether different regions’ of the ‘primal unity’,—released from the constrictions of individuation. (—in Dahlhaus,—112) …

 

*—It is, then, an experience of ‘dithyrambic world redemption jubilation’… *—the experience of the release, free play, and exaltation of fundamental creative drives and energies emancipated and redeemed from the constraints of quotidian finitude. (Ibid.)

 

This experience of the Dionysian ‘redemption’ of the ‘will’ and the suspension of individuation, then, is what the lyric poet strives to symbolise through recourse to the Apollinian.

 

*Nietzsche names Archilochus as ‘the first Greek lyrist’ and, thus,—the archetypal embodiment of the Dionysian-Apollinian conjunction…

*—‘it is not his passion alone that dances before us in orgiastic frenzy; but we see Dionysus and the Maenads, we see the drunken reveller Archilochus sunk down in slumber.’(BT, §5, 49)[4]

 

*…—Nietzsche argues that it’s not simply his subjective passion which Archilochus portrays in his poetry, but, in fact, it’s his Dionysian experience which is embodied and expressed in the mythic form of the figure of Dionysus himself, and those of his female devotees,—the Maenads.

 

 

*—Apollo now approaches the ‘sleeping’ Archilochus,… ‘and touches him with the laurel. Then the Dionysian-musical enchantment of the sleeper seems to emit image sparks, lyrical poems, which in their highest development are called tragedies and dramatic dithyrambs.’ (§5, 49-50)

 

*The ‘Dionysian-musical enchantment’ only seems to emit ‘image sparks’, for—as I’ve argued—the physiological-psychological need to comprehend, articulate, and incorporate this ‘enchantment’ is what gives rise to the call upon Apollo. …

 

*In contrast to the purely Apollinian ‘plastic artist’ and the ‘epic poet’, then,—‘absorbed’ in ‘the pure contemplation of images,’ and the (purely-solely) Dionysian artist-musician who is ‘without any images, himself pure primordial pain and its primordial re-echoing’, —the lyric poet represents a new, distinct,—third type of artist…

*—the conjunction (and the ‘highest development’) of the Apollinian and Dionysian. (50. Cf. §1, 37) …

 

*—The lyric poet, then, is neither solely absorbed in the pure contemplation of images, nor are they without images, but, instead, they’re—‘conscious of a world of images and symbols—growing out of his state of mystical self-abnegation and oneness.’ (§5, 50)

 

…—The Dionysian origin of these images means that the ‘world’ the lyric poet creates ‘has a coloring, a causality, and a velocity, quite different from those of the world of the plastic artist and the epic poet.’ (Ibid.)

 

—Whereas these latter derive their images from a purely Apollinian source, those of the lyric poet ‘grow’ from his initial Dionysian intoxication and ecstasy.

 

And this accounts for the variance in the ‘causality’… —the differing courses of the development of the two types of imagery.

 

In addition, whereas the ‘velocity’—the rhythm and tempo, and ‘coloring’ (—pathos?)—of the Apollinian artist’s images is one of calm serenity and ordered delineation, those of the lyric poet embody the ecstatic energy of the Dionysian. …

 

*—The ‘plastic artist’ and the ‘epic poet’ live in their images and ‘onlyin them’. (Ibid.)

 

The nature of these images—as a transfiguring ‘mirror of illusion’…—creates, and maintains, a distance between the artist and their images

—‘he is protected against becoming one and fused with his figures’. …

 

*—the images are interposed (in-)between the artist and reality. (Ibid.—Cf. §3, 43) …

 

*By contrast,… —the images of the lyric poet, having evolved as the embodiment and incorporation of the Dionysian divestiture of the empirical self and its recreation in music, ‘are nothing but his very self.’ (Ibid.) …

 

And it’s here, for Nietzsche, that the subject/object distinction is suspended. …

 

—The ‘self’ of the lyric poet is the embodiment of identity with the ‘primal unity’ and its recreation in music…

*—‘the “I” of the lyrist therefore sounds from the depths of his being: its “subjectivity” is a fiction.’ (49)

 

*—The ‘self’ of the lyric poet is an *image through which the experience of identity with the ‘primal unity’ gains utterance. …

 

The ‘the whole chromatic scale’ of the lyric poet’s ‘passions’ are appropriated as images with which to articulate their intense aesthetic experience, ‘so he, as the moving centre of this world, may say “I”’…

*that is… —may refer the ecstasy to an intelligible and known register of experience. (50) …

 

 

*In the ‘On Music and Words’ fragment, Nietzsche refers to the ecstatic Dionysian experience of identity with the ‘will’ (sic.—see above…), and defines its comprehension and articulation by the lyric poet in terms of ‘feeling’…

[T]he feelings of love, fear, and hope: [….T]hese feelings can serve to symbolise the music, which is what the lyric poet does when he translates this realm of the “will,” which cannot be approached by means of concepts and images and yet is the real content and subject of music, into the metaphorical world of feelings. (111)

 

—As immediately physiologically and psychologically moving, empirical feelings are employed by the lyric poet as representations… —provisional metaphors (so to)—in order to transpose the otherwise ungraspable and incomprehensible experience of identity with the ‘will’. …

 

*—The ‘self’ (so to.—sic)… —*the ‘I’ articulating this experience—is thus ‘not the same as that of the waking, empirically real man, but the only truly existent and eternal self resting at the very basis of things, through whose images the lyric genius sees this very basis.’ (§5, 50) …

 

*—The images of the lyric poet are ‘projections’ which reveal the experience of identity with the ‘will’ and allow it to be comprehended and articulated…

 

*—And this is the birth of tragedy.

 

*… —out of the spirit’(then,) of music. …

 

 

*—For Nietzsche, the—‘empirically real’ ‘self’ of the lyric poet, as it returns *(—is… recuperated) in their poetry, is itself an image.

*(that is,)—merely a (form of) cipher. …

 

—The feelings (—‘love, fear, and hope’,—&c. …) of empirical experience are accessed (in memory?—memorial) and are grasped by the lyric poet as a register by or into which to translate the Dionysian-musical ecstasy. …

 

*—The poet (as poet. …—as poetry, I suppose), however (nonetheless), remains detached from this ‘world of willing’…

*—‘as Apollinian genius [the lyric poet] interprets music through the image of the will, while he himself, completely released from the greed of the will, is the pure undimmed eye of the sun.’ (Cf. §6, 55.—emphasis added.) …

 

*… —Released from the bonds of the empirical ‘self’ by the Dionysian-musical ecstasy, the lyric poet is free, Nietzsche argues, to interpret this experience through the most immediate and appropriate images gleaned from phenomena, which emerge as ‘image sparks’ suggested by the poet’s state of inspiration. …

 

 

*For Nietzsche, then, Archilochus,—…

[the] passionately inflamed, loving, and hating man, is but a vision of the genius, who by this time is no longer merely Archilochus, but a world-genius expressing his primordial pain symbolically in the symbol of the man Archilochus—while the subjectively willing and desiring man, Archilochus can never at any time be a poet.’ (§5, 50)

 

*—The ‘Archilochus’ who thus says ‘I’, is no longer simply the quotidian, individuated man Archilochus, who is, (in fact), incapable of composing poetry…

 

* …—This—quotidian—‘self’ (—a linguistic fiction, then, of ‘Apollinian’ individuation) has been… —lacerated (undone) in the experience of artistic inspiration, and now returns solely as the ‘symbol’, or, rather, symbolic register, by which the ‘primal unity’ (—the ‘world-genius’) can express the ‘primordial pain’ in-of chaotic, undivided flux. …

 

*—The empirical self, Nietzsche argues, becomes a mere *mask for the Dionysian-musical ecstasy. …

 

*—It’s separated from the artist—as ‘world-genius’—by the… lacuna (—the stations…) of the process of sublime transposition. …

 

*—The empirical ‘subjectively willing and desiring’ self can never be a poet. …

 

—The lyric poet must have undergone the experience and process of ‘inspiration’ *(the—‘musical mood’…) in order to have become identical (so to) with the ‘world-genius’ which retrieves—and (effectively, in essence) redeems—the empirical self as an image-images.

 

 

*It’s not necessary, however, for the lyric poet to use only their empirical self. …

 

—Indeed, for Nietzsche, it’s even not a matter of choice (—volition). …

 

 

*—The divestiture of (the quotidian) ‘self’, identity with the ‘primal unity’, and the Dionysian-musical ecstasy which embodies this experience, necessarily, spontaneously and organically (—that is, without, or, rather, independent of the volition of the poet) generate mythic or imagistic representations.

*—from within themselves. …

 

*—The lyric poet’s empirical self functions as a projection and as a mask for their experience.

 

However, ‘tragedy shows how far the visionary world of the lyrist may be removed from this phenomenon’. (50-51) …

 

—The mythic personages in-of tragedy may equally well function as expressions and masks of the Dionysian-musical ecstasy.

 

—The empirical self of the poet is, in the end, merely that phenomenon which lies—‘closest at hand’. (51) …

 

*—The empirical self is divested in the Dionysian only to return as an image,—born of music, to embody that experience. …

 

*For Nietzsche, the union of the Dionysian and Apollinian is not a moment in which the two drives are… —‘synthesised’ to form a third, single phenomenon. …

 

*Instead, it takes the form of a process in which the two drives are conjoined, and yet remain distinct. …

 

*—A temporal hierarchy (priority) subsists, in which the purgative Dionysian mode of the sublime—as first moment,—necessarily engenders the Apollinian sublime mode of incorporation. …

 

*However,… —this is neither a qualitative, nor is it an ontological hierarchy, but the resulting conjunction represents the highest manifestation-incarnations (for ol’ Fritz) of both modes of the sublime…

*—the Dionysian in the experience of identity with primordial pain and contradiction, and the primordial pleasure in appearance in the recreation of its effect in music,—the Apollinian in its symbolisation of the Dionysian itself. (—§5, 49) …

 

*—The process at stake here, then is that of a double transposition… —from the ecstatic divestiture of self and identity with the ‘primal unity’ in the Dionysian into its ‘reflection’ and re-creation in music, and the generation from this in turn of images in the Apollinian whose purpose is the incorporation of the experience of the Dionysian.

 

*Laceration and self-destruction in the experience of the Dionysian sublime, Nietzsche argues, constitute the ‘objectivity’ of the artist.

 

—They are the condition for the revelation of the ‘primal unity’ and the condition of the possibility for the creation of art. …

 

*For Nietzsche, only through undergoing laceration in the experience of the Dionysian can the artist-poet attain to the purgation and the redemption of the drives, and the (subsequent) incorporation of this experience of redemption in the mythic-symbolism of the ‘passions’ and ‘feelings’…

 

*—This is the ironic self-(re-)creation of the ‘I’ of the artist. …

 

*And so,—… —I want to argue here, then, that this process of the Dionysian-Apollinian sublime transposition can be understood, as a whole, as the process—the *shape—of a *fold… —

 

 *(—the fold. …)

 

* —

the fold (ii)

 

*—. In his reading of ‘On Truth’ in Nietzsche’s Philosophy, Eugen Fink provides a useful foil for… unpacking, and articulating this— *self-unfoldingself-enfolding process. —…

The will comes to itself, becomes conscious of itself, takes possession of itself through consciousness and redeems itself in beautiful “semblance”

[. …]

*—

The will must alienate itself in order to own itself and reunite itself from this alienation in order to realise its own self-consciousness.[5]

 

*—According to Fink, the ‘will’ alienates itself from itself through the process of individuation in order to redeem itself: …

*—to know itself through the individual, and to be transfigured (again) into art…

 

*—The fold in the (ironic) self-(re-)creation of the artist follows an analogous pattern…

 

 

… —both… —zenith (height) (so to). *—of feeling (—positive pathos… —release-full power-play—intoxicat-rapture—of the drives…),… *—and (also always) the nadir *(—the lowest point,—of pessimism-nihilistic in-at the impossibility of attaining full, lasting identity—with the ideal. … … —broken-hearted,… —nauseous (—bilious resent)…)…

 

*—coupled-conjoined.(—co-exist…).

 

—the one (—the ‘zenith’),… —revivified from-(with-)in the other (‘nadir’). …

 

 

*—the ironic revivification of pathos.

 

—from… without. … —outwith that pathos…

 

—feeling without feeling. …

 

*—as an aesthetic phenomenon. … *—brought back—as art. …

 

*… —an ‘I’ without (that is,… —no longer constrained-wrapped within… —within the stakes,… —the concerns-prejudices of) an-the I (—that was). …

 

 

*… —The—*apparently—unified, stable, and self-identical empirical self of the artist
is lacerated (undone) in the ecstasy of the Dionysian state *(—‘rapture’).
*(ecstasy.—ek stasis (Gr.): *—stands – outside. …). …

 

Now,… —the artist attains a unity-identity with, and consciousness of, the super-abundance, power, and free-play of the drives and forces *(—the undivided continuity of flux of the ‘primal unity’), unfettered from their repression within-under Apollinian individuation.

 

*The artist expresses, recreates, and communicates this ecstatic state in-through the immediate medium of music and the symbolism of bodily expression (—dance).

*(—the ‘musical mood’…).

 

 

*Through its sheer intensity, the ‘rapture’ of the Dionysian state quickly exhausts itself, and is lost in the ineluctable fall (back.—down) into individuated, empirical consciousness, and this loss is greeted with—*nausea (and with the threat of a potentially self-destructive nihilism…).

 

 

*—The need to comprehend(-to grasp).,… —to sustain… —preserve,…and to—*incorporate the experience of the ‘rapture’—to (meaningfully) uplift the Dionysian into everyday lived experience *(—artistic inspiration), generates images—… ironically recuperating the empirical self of the artist—with which to embody that experience.[6]…

 

 

*—the Dionysian ‘rapture’, already expressed in-through music, is figured forth (again) (so to) in-within the (—Apollinian) image.

 

*—(the creation of) *the ‘I’ of the artist. …

 

*—the self-creation of the artist, then,—as artist. …

 

*(between the sublime and sarcasm. …)

 

 

*—conjunction & self-alienation (Hamlet)
vs., then,—the dialectic. …

 

*The Dionysian and the Apollinian, then, are fused-conjoined here, but (and yet) remain irresolvably distinct *(—music. and image.). …

 

 

*The process (—the artist) moves, then,—from one to the other… *—the one (—the Dionysian) undoes and then (subsequently) precipitates the (ironic) rebirth of the other,… —but there is no… —cancellation,… —no negation and-or sublimation  here *(though it may certainly look like it…

 

indeed, and as I’ve already mentioned in *‘the artist’s metaphysics’,… —in his… ‘review’ (sic) of Birth in Ecce Homo,Nietzsche goes so (sarcastically) far as to remark that the text— *‘smells offensively Hegelian’  [—270]…).

 

*—the Dionysian remains Dionysian,… —the Apollinian,—Apollinian…

 

and there is no ‘synthesis’,… —no higher unity. …

 

*—The experience,… the (fact,… —the quality) of having experienced the ‘rapture’ fo the Dionysian is incorporated—in-through the (Apollinian) artwork, but (in the end,—as it must) the life-quotidian goes on (sadly), and the gulf between it and the Dionysian ecstatic rapture (—inexorably, irremediably) remains. (—must remain…). …

 

 

*The process of transposition through which the Dionysian and Apollinian are conjoined in the ironic self-(re-)creation of the artist is engendered in order to overcome the ‘nausea’ originally experienced in the return to quotidian reality from the sublime ecstasy *(—the rapture) of the Dionysian. …

 

*—the overcoming of the nausea which (ineluctably) results from the state of self-alienation (felt), which this return (—this… fall) itself engenders, and which finds its… ‘symbolical analogue’ (sic) in the figure of Hamlet. …

 

*—overcoming. … but without—for there’s absolutely (for ol’ Fritz) no possibility of)—dialectically (or otherwise)—resolving that state of alienation. …

 

 

 *—Lethe/Eunoë.

 …

 

*—to complete the Dantean textual comparison, which I began in ‘on “purgation”, & the Dionysian sublime, then. …

 

(hmm).

 

 

*—The overcoming of nausea (—the—(for ol’ Fritz) originalspur to artistic inspiration…) effected by(-through) the conjunction of Dionysian purgation and Apollinian incorporation, can be usefully articulated and clarified through comparison to the relationship between the Lethe (—‘the water of oblivion’) and its counterpart,—the Eunoë…

 

 

*—As I said in ‘on “purgation”’,… —I choose to read Nietzsche’s invocation of the ‘lethargic”, and (therefore) of the Lethe, as a Dantean allusion—to the river that runs through the earthly paradise atop Mount Purgatory—and not, as John Sallis does, as a Platonic one—to river running through Plato’s Hades (—the underworld… (hmm)…).

*(—see Sallis, Crossings, 1-2, 5)…

 

Into the stream she’d drawn me in my faint,

Throat-high, and now, towing me after her,

Light as a shuttle o’er the water went.

Asperges me” *[—‘thou shalt purge me’] I heard, as I drew near

The blissful brink, so sweetly as to drown

Power to recall […—]

Then drew me forth and led me, washed and clean

*(—‘CANTO XXXI’, ll.94-103 [317-318).

 

*—The Lethe, then, purges (—‘“Aperges me”’) both the memory of sin and, with it, the feeling (—the suffering) of guilt. ( to‘drown’—‘the Power to recall’…). …

 

However,…

 

This—‘oblivion’ leaves behind (—in its wake), a very specific, and really quite fraught, (moral?—ethical…) problem. …

 

Here I protested: “But I can’t recall

That ever I estranged myself from you;

For that, my conscience feels no twinge at all.”

“And if thou hast forgotten it – go to,

Remember” – she was smiling as she spoke –

“Thou’st drunk to-day of Lethe; yea, and true

It is, if fire may be inferred from smoke,

From this oblivion we may well adduce

Proof of thy guilt – false will and fealty broke.

*(—‘CANTO XXXIII’, ll.91-99 [333-334]).

 

*—the waters of the Lethe purge not only guilt, but memory of the actions which provoked that guilt. …

 

*However,—this purgation leaves behind itself a… lacuna (a—gap-absence) in experience, which cannot otherwise be accounted for…

 

*(That is,)—the lacuna left behind by purgation itself (ironically) points to (-indicates), then, the absence (of the presence) of something (—of some thing) which needed to be (have been) forgotten. …

 

*—the space left behind. …

—the shape (in the body of experience) left by what has been lost (been purged)…

 

*—a space that cannot, but must be accounted for.

*(—the pilgrim must be able to account, and to take responsibility, for all of his experience… —to (simply) leave the lethargic lacuna—as is—would be dishonest and abortive of the (full)process-jourey of redemption…).  

 

 

*—in order to complete the process of the purging of sin,… —the pilgrim must regain-restore that memory-lost *(—lost time…). … —

 

Look, flowing yonder, there is Eunoë;

Conduct him there, and it, as thy use is,

Restore his fainting powers’ vitality.

 […—]

From those most holy waters, born anew

I came, like trees by change of calendars

Renewed with new-sprung foliage though and through,

Pure and prepared to leap up to the stars.

*(ll.127-129,—142-145 [334-335]).

 

*The Lethe—purges memory of sin and guilt. …

 

—But (and yet)—this is only the first phase. …

 

 

*—The waters of the Eunoë *(—Dante’s own poetic creation. … —see Richard Lessing, ed., The Dante Encyclopedia [London: Routledge, 2010], 357-35, though I prefer, and will draw on here, the terms of Sayer’s reading of the relationship between the Lethe and the Eunoë…), then,… —restores the memory of experience,—lost to the Lethe (—the lethargic)—that the pilgrim might be able to know, and to account, for—all of his experience,… —‘good’ or ‘bad’. …

 

 

This, however, is a restoration after the guilt of-for sin (—having sinned) has been purged. …

 

*That is,… the Eunoë restores the memory of experience,—shorn of the guilt formerly attached to it… —(it) ‘restores remembrance of the sin, but only as an historical fact’ (—see Sayers, ‘Introduction’, 68.—emph. added),—allowing the pilgrim to incorporate the whole of his experience with clarity and with (full,—uncompromising) honesty, but without the burden (now) of guilt…

*(—the name ‘Eunoë’ itself means—‘good-remembrance’ or ‘good-mind’ [—see Sayers.—note. 335. …]).

 

 

*—Purgation,—nausea,… and—incorporation, then. …

 

 

*…—The conjunction of the Dionysian and the Apollinian *(—Dionysian-Apollinian) allows the ecstatic rapture of purgation to be incorporated.

 

 

*—the gulf between the Dionysian and the everyday isn’t here (—because it couldn’t possibly ever be) permanently bridged, or… —erased (?—if one can ever erase a gulf…). …

 

*—The state of Hamlet-esque (—analogous) self-alienation is not undone. …

(—that state… —persists).

 

However,…

 

*—The incorporation of the experience of purgation allows for… knowledge (—an awareness-consc.) of that inexorable divide *(—of the impossibility of attaining identity with the powerful free-play and fulfilment-satisfaction (the—realisation)of the drives, which is, nonetheless, the condition of the possibility of individuation (—itself a—natural—necessity)), without the experience of (experiencing)—nausea.

 

 

*… —Just as in the Dantean pilgrim’s draught of—having drunk from—the oblivion-granting waters of the Lethe having left an uncomfortable consciousness of a gap-lacuna (space),… —of something that needed to have been forgotten,… *—For the Dionysian ecstatic, to return cold to empirical, individuated existence from the rapture of the Dionysian, engenders nausea…

 

So,—… as the Dantean pilgrim’s drinking from the Eunoë restores the memory (—the time) of what was lost to ‘lethargy’,—shornof the guilt formerly attached to it… *—so the recasting of the Dionysian *(—the state, and the musical-physical performance it, initially, engendered) into (Apollinian) *images *(—into the ironically reconstituted construct of the ‘I’, then, of the artist) allows for a return to quotidian-individuated existence, with the experience rapture incorporated (—in-through art and poetry), and, therefore,—not – lost. …

 

 

*an—ironic form—of resurrection, then. …

 

 

*—the psychology of the artist. …
(in which—‘nature’ (—psychology/physiology) clarifies the fold…).

 

*In Twilight of the Idols—in a section concerned with the *‘psychology of the artist’—Nietzsche (appears, at least to me) to return to and to (effectively) qualify and to substantially re-write Birth,… —clarifying what’s at stake in the terms of the fold in the self-creation of the artist in Birth, in an analysis of what he calls the process of *‘idealizing’. … —

Toward a psychology of the artist. If there is to be art, if there is to be any aesthetic doing and seeing, one physiological condition is indispensable: frenzy [….] What is essential in such frenzy is the feeling of increased strength and fullness. Out of this feeling one lends to things, one forces them to accept from us, one violates them—this process is called idealizing.[7]

 

—Nietzsche argues for the foundation of all art in the ‘frenzy’ (Rausch) of natural drives. (Ibid.)

*(—Among the different ‘types’ of ‘frenzy’ he identifies, he includes… —‘sexual frenzy’, ‘the frenzy that follows all great cravings, all strong affects’; ‘feasts’, ‘contests’, ‘feats of daring’, ‘victory’, ‘all extreme movement’; ‘cruelty’; ‘destruction’; ‘meteorological influences’; ‘spring’ and ‘narcotics’. …)

 

Frenzy’, then, is thus, I’d argue, synonymous with, or, rather,—analogous to, what I have called here the laceration of individuation and identity with the ‘primal unity’ in the Dionysian sublime of Birth. …

 

*Nietzsche argues that from the state of ‘frenzy’, the artist returns to the objects of empirical experience *(—in the context of the lyric poet in Birth, to their own empirical emotions, passions and feelings) and forces them to ‘accept’ the essence of this ecstatic experience.

 

*—The artist violates these objects and uses them to embody his experience of ‘frenzy’…

 

*The objects, then,—as images—become ‘ideal’. …

 

 

*In terms which echo his definition of the ‘good poet of the future’ in Human, All Too Human, who, he argues ‘will depict only reality […] but by no means every reality! – he will depict a select reality!’,… —in contrast to what he deems to be the ‘prejudice’ that ‘idealizing’ consists in the mere sloughing off of the ‘petty or inconsequential’ in both the artist and their model, Nietzsche argues that what is ‘decisive’ in ‘frenzy’ is *—‘a tremendous drive to bring out the main features so that the others disappear in the process.’ (Ibid.—See HH IIa, §114, 239-240)

 

 

*—And this, I feel, serves to bind Birth, much more coherently and much more explicitly, to Nietzsche’s later writings…

*(… —not the aberrant, anomalous text of, say, Deleuze’s reading [—See Deleuze, Nietzsche and Philosophy, 1-35]).

 

Further,… —I’d argue that it serves to bind both the Dionysian-Apollinian and to Nietzsche’s definition of ‘intuition’ as the laceration of pre-existing conventional concepts and the formation of ‘forbidden metaphors and in unheard-of combinations of concepts’ in the attempt to ‘correspond creatively to the impression of the powerful and present intuition’ in ‘On Truth’, with its echo in the Bergsonian-Hulmean ‘aesthetic intuition’. (Nietzsche, ‘On Truth’, 122)

 

Nietzsche is thus using this explicitly naturalistic interpretation of artistic inspiration and creation as the process of the transformation of ‘things’ into images,—understood as the fold in the ironic self-(re-)creation of the artist through the process of sublime transposition, to clarify the contrast between the Apollinian and Dionysian artistic drives in Birth, —‘both conceived as kinds of frenzy,’ and their conjunction. (§10, 519-520)

 

 

*—The Apollinian ‘frenzy’ constitutes the drive to incorporation, which, Nietzsche argues, ‘excites the eye above all’, so that its faculty is transformed into a ‘power of vision’ in which the quotidian, as in dreams, is transfigured and redeemed: (Ibid.—emphasis added)

In the Dionysian state, on the other hand, the whole affective system is excited and enhanced: so that it discharges all its means of expression  at once and drives forth simultaneously the power of representation, imitation, transfiguration, transformation, and every kind of mimicking and acting. The essential feature here remains the ease of metamorphosis, the inability not to react. (Ibid.)

 

Whereas, for Nietzsche, the Apollinian sublime affects only the faculty of seeing, the Dionysian sublime affects all the faculties of the body ‘simultaneously’.

 

*The, thus excited, system is impelled to react to and to discharge its frenzy.

 

It *‘drives forth’ first music, and then the Apollinian in order to incorporate the experience of the sublime…

 

*The process of sublime transposition begins with the empirical individuated self of the artist.

 

It then proceeds through a movement of the annihilation of the empirical self into a state of ecstatic ‘frenzy’ in which ‘the whole affective system is excited and enhanced’ and attains a heightened power and potentiality in the free play of the unfettered creative drives (—what Nietzsche terms ‘strength and fullness’. …).

 

At this point, divorced from willing and in their heightened state of mind, the artist enters into disinterested contemplation of the phenomenon of the will.[8]

 

—They interpret and select from the phenomena of the empirical self those which embody and transmit the essence of their experience.

 

The empirical self of the artist is re-created as a mask—an image *(—the ‘I’ of the lyric poet…)—in order to articulate this experience.[9]

 

This is the fold in-of the self-creation of the artist.

 

It is this which is at stake in Nietzsche’s otherwise enigmatic proclamation in ‘The Attempt at a Self-Criticism’, which he defines in a fragment of 1885-1886, that Birth contains an—‘artists’ metaphysics’ (—?). … —

Becoming, felt and interpreted from within, would be continual creating by someone dissatisfied, over-wealthy, endlessly tense and endlessly under pressure, by a god whose only means of overcoming the torment of being is constant transformation and exchange – illusion as the temporary redemption achieved every moment; the world as the succession of divine visions and redemptions in illusion.[10]

 

In terms which are echoed in the later ‘Attempt’ preface and in Beyond Good and Evil, Nietzsche describes the impulsion to art as resulting from (a state of)overfullness’. (BT, ‘ASC,’ §4, 21, BGE, IX, §260, 205)

 

 

*—. Just as the Dionysian ecstasy of Birth gave rise to the feeling of nausea upon the return to the quotidian, ‘overfullness’ generates an extreme tension and dissatisfaction with the stultified surface *(skin. …the—film) of (Apollinian) ‘being’. …

 

*In terms which are echoed in both the account of artistic inspiration and creation in Birth and the aesthetic intuition as the laceration of the conceptual and the dive into underlying flux in order to return with new forms and new metaphors in ‘On Truth’ (and its parallel in Bergson’s philosophy), this state is redeemed through the laceration of the surface of ‘being,’ the purgation of repressed drives and the creation of the artwork: …

*—‘transformation and exchange […] the succession of divine visions and redemptions in illusion’.

 

 

*—The ‘artist’s metaphysics’,—with deliberate irony (I’d argue),…—names the anti-metaphysical conjunction (of the natural drives) of-to the purgation and incorporation of lived experience in the fold of the self-(re-)creation of the artist.

 

*—vs. the ‘romantic’. …
*(—prelude to a reading of neo-classical Modernism…).

 

 

*In Nietzsche’s Voices, Henry Staten argues that Birth ‘focuses on the classical reference-points of what is called Romanticism *… —Rousseauistic primitivism, recourse to a transcendental subject, doctrines of genius and inspiration, idealization of the Greeks, [and] antipathy to the rationalisation of nature’.[11]

 

—I’m going to adopt Staten’s definition of the… significant markers of Romanticism-the Romantic here, taking them, due to their concision and usefulness, for my current purposes, as—accurate. …

*(though far more, it has to be said, needs to be, and, hopefully, will be, done (—I’ll return to doing-having done)—especially in relation to Jena Romanticism *(—the frühromantik) to justify, clarify, and substantiate in terms of textual and figural examples of-from those who came to be known (by ways and means) as—Romantic…).

 

*… —Adopting Staten’s definition, then,… —Nietzsche’s account of artistic inspiration and creation in Birth can be seen to reject each of its key terms…

 

—‘Rousseauistic primitivism’ represents a forthright rejection of culture and a ‘return’ to a state of nature, such as is promoted in Rousseau’s Émile.

 

*—Keith Ansell Pearson argues that in his early writings, ‘Nietzsche criticizes Rousseau’s paean to nature, and his belief in man’s natural goodness, which have their basis in romanticism.’ Nietzsche is critical of the ‘modern’ conception of the artist in terms of Émile and its corresponding idealisation of nature…

Rousseau’s portrait of Émile’s realization of his fundamental human nature and the achievement of oneness with nature, achieved by withdrawing the child and adolescent from the degenerative effects of corrupt social institutions and allowing his natural goodness to flourish, fails to recognise the dark and terrible forces of nature which must be overcome.[12]

 

In contrast to Rousseau’s ‘primitivism’, for Nietzsche what is revealed through the suffering and contradiction of the ‘primal unity’ at stake within the emergence of Hellenic culture is that there can be no possible return to nature without its first having been transformed *(—a trans-formation) through culture, and through art

*(and, therefore,—of course—there can be no realreturn’ at all. …).

 

*—Art is both necessary, and inevitable. …

 

*This conception of the intimate relationship of nature and culture also serves to qualify Staten’s claim to Nietzsche’s ‘antipathy to the rationalisation of nature’. …

 

—Though Nietzsche is antipathetic to such ‘rationalisation’ *(—a-anycapacity to comprehend and to… exhaust ‘nature’ through language, or the concepts of the intellect),… —his conception of nature itself is fundamentally at odds with that in or of Romanticism (I’d argue)…

 

—His ‘idealization of the Greeks’ is founded precisely in (—on) this ironic anti-Romanticism. …

 

 

—Against the Romantic… idyll,… —for Nietzsche, Hellenic culture is defined by the strength of its response to ineluctable pessimism.

 

 

As I’ve argued, implicitly at stake in Birth is a fundamental rejection of the terms of Kantian and Schopenhauerian metaphysics. …

 

What is revealed in the experience of Dionysian ‘intuition’ is the underlying undivided continuity of the flux of natural drives and forces. …

 

*—(What I have called—) *the fold in the ironic self-(re-)creation of the artist, represents the laceration and ironic reconstitution of subjectivity in (through) art

*(—a ‘subjectivity’, then, always already lampooned and undercut-subverted, and, therefore, irremediably distinct from any straightforward *(—uncritical) ‘egoism’. …).

 

*… —whatever the… ‘original’ (sic), empirical ‘self’ (subject,—subjectivity) was, I’d argue that it should be borne in mind (particularly on the basis of my reading of the association of Birth to ‘On Truth’ and ol’ Fritz’s later works…), that it was, only ever, a linguistic—socio-political—fiction in any case

*(—born of the drive—the need—for-of individuation. …)

 

 

*—The ‘naturalism’ of Birth precludes (in advance) any possibility of a ‘recourse to a transcendental subject’. …

(and I’d argue that this ought to be taken into account as an important aspect in any discussion of (heroic) Individualism in Nietzsche’s later philosophy and politics…

and this, perhaps, is why Apollo and the Apollinian don’t make any form of re-appearance in Nietzsche’s later writing on art, until the reboot (sic) of Birth in Twilight of the Idols

… —because what I’ve called the fold (—the conjunction of purgation and incorporation) moves to the centre (so to) of Nietzsche’s conception of art (in the wake of Birth),… *—that Dionysus and the Dionysian always, in later Nietzsche, already imply or takes as read (for granted) the ironic revival of individuation-the individual in-within artistic expression *(—the artwork-poem-… aphorism…). …

 

Apollo—individuation—has already been seen to be (irrevocably,—irredeemably) undone in Birth… *—was only ever a retroactive fiction, applied to (—thrust upon) experience (—from without.—involuntarily) to name what is (was) only ever a fragile-tenuous *(—provisional) arrangement-hierarchy of drives-forces…).

 

*—I’ve already argued that the terms of Nietzsche’s later account of inspiration in Ecce Homo are already implicitly at stake in Birth. …

 

—Both ‘genius’ and ‘inspiration,’ as they occur in text, represent an ironic appropriation of these Romantic ‘doctrines’ to an anti-Romantic philosophical project. …

 

 

(indeed. …)

 

*In contrast to Jürgen Habermas’s argument, then, that the text represents a dangerous ‘metaphysically transfigured irrationality,’to which, he suggests, Romanticism offers a preferable alternative. … *—at the heart of Birth lies a philosophical naturalism and which rejects all forms of metaphysical ‘transfiguration’ and argues, instead, for the necessity of the transformation of nature through culture.[13]

 

 

—In opposition to Aaron Ridley, who argues that Birth represents ‘an arresting example of German Romanticism at its headiest’ (—?), and to Adrian Del Caro and Judith Norman, both of whom argue that Nietzsche’s position represents a straightforward anti-Romanticism,… —his relationship to Romantic metaphysics, aesthetics and conceptions of artistic inspiration in Birth represents the creation of an ironic *Romantic–anti-Romanticism… —one which reflects his ironic appropriation of Schopenhauerian metaphysical and aesthetic vocabulary.[14]

 

 

*This serves to qualify Staten’s argument that Birth represents ‘the hinge between Romanticism and everything post-Romantic, including Nietzsche’s own later work’.[15] …

 

Birth represents a ‘hinge’ in-between the Romantic and the… ‘post-Romantic’ (hmm. … —?), precisely insofar, then, as it ironically appropriates the key aesthetic and metaphysical terms of the early Jena frühromantik project to one which is ineluctably at odds with this movement.[16]

 

—And this effectively problematises any recourse to a notion of the post-Romantic. …

 

*—Birth does not represent a radical break with Romanticism, but rather the ironic inversion of the Romantic project. …

 

 

*So then,…

 

*—Whilst apparently an ostensibly late-Romantic text,—under the influence of both Schopenhauer and Wagner, I want to move on to argue,—in the following thread-string of fragments here—that the anti-metaphysics and ironic Romantic—anti-Romanticism in-of Birth, then, aligns far more closely to, and can be extremely usefully illuminated through a comparison of, the definition of ‘classical’ art *(—the ‘classical’),—in a deliberately staged, and incredibly stark, contrast to the ‘romantic’, in the aesthetics of (self-styled) neo-classical Modernism and in Nietzsche’s own later writing on art. …

 

 

*I’ll begin by offering a close-reading of the evolution of Stephen’s aesthetic theory in James Joyce’s early fiction,—between its textual incarnation in the (aborted-abortive) Stephen Hero draft and A Portrait

 

*…—I’ll trace the evolution of the concept of the ‘epiphany’ into that of the (‘esthetic’) ‘image’ in relation to the use and abuse of Aquinas’s philosophy in both texts. …

 

*I’ll then move to trace the final iteration of this evolution in Stephen’s conception of the ‘image of the artist’ in his ‘Shakespeare Theory’, in (within) the ‘Scylla and Charybdis’ episode of Ullysses

 

 

*—I’ll argue that this generates a theory of the process from artistic inspiration—creation which can be understood through the shape of the fold in the ironic self-(re-)creation of the artist.

 

 

*—Comparing Joyce’s writing on the ‘classical’ with (in particular) the works of T.E. Hulme and Ezra Pound, as well as the terms of Nietzsche’s later writing on art, I’ll argue that the evolution of the aesthetic theory is (that is,—represents) the evolution of the Joyce’s (and Stephen’s) conception of the ‘classical’, and, (therefore), that (self-styled) neo-classical Modernist aesthetics need to be understood to be engaged in philosophical, anti-metaphysical, and anti-Romantic projects analogous to Nietzsche’s. …

 

 

[1] Schiller, Correspondence Between Schiller and Goethe, From 1794–1805, trans. L. Dora Schmitz (London: George Bell and Sons, 1877), 2 vols, vol. 1: 1794-1797, 153-154.—See Helmut Rehder, ‘The Reluctant Disciple: Nietzsche and Schiller’, in O’Flaherty, Sellner and Helm, eds., Studies in Nietzsche and the Classical Tradition, 156-164 (159).

[2] —See in particular,—Timothy Clark, The Theory of Inspiration: Composition as a Crisis of Subjectivity in Romantic and Post-Romantic Writing (Manchester: Manchester University Press, 1997), 143-169

[3] Trans. Walter Kaufmann—in Carl Dalhaus, Between Romanticism and Modernism: Four Studies in the Music of the Later Nineteenth Century, trans. Mary Whittall (Berkeley: University of California Press, 1980) 103-119 *(107-108).—The text of the original German appears in KSA,7: 359-69… *—See Allison, Reading the New Nietzsche, 64-68, (esp. 65-66)

[4] Nietzsche alludes here—is referring to—Euripides depiction of this scene in the Bacchae. Euripides, Bacchae and Other Plays, trans. and ed. James Morwood (Oxford: Oxford University Press, 1999), ll.677, 63(ff).

[5] Eugen Fink, Nietzsche’s Philosophy, trans. Goetz Richter (London: Continuum, 2003) 20-29 *(—23).

[6] Cf. Nietzsche ‘On Music and Words,’ in Dahlhaus, Between Romanticism and Modernism, 115.

*—See also: Untimely Meditations, ‘Richard Wagner in Bayreuth,’ (hereafter UM, IV)…

*—‘[T]o translate visible movement back into soul and primordial life, and conversely to see the most deeply concealed inner activity as visible phenomenon and to clothe it with appearance of a body. All this constitutes the essence of the dithyrambic artist’. (—§7, 223)

[7] Nietzsche, Twilight of the Idols, trans.Walter Kaufmann in The Portable Nietzsche, ed. Walter Kaufmann (London: Penguin, 1982), ‘Skirmishes of an Untimely Man,’ 513-556, §8, 518

[8] Cf. BT, §6, 55 and ‘On Music and Words’ (Dahlhaus, Between Romanticism and Modernism), 112

[9] *—See ‘On Music and Words’,—115, where Nietzsche defines ‘what the lyric poet really is, namely, the artistic human being who must interpret music for himself by means of the symbolism of images and emotions but who has nothing to communicate to the listener.’ —BT, §6, 52-56 (55)

[10] ‘Notebook 2, autumn 1885 – autumn 1886’, Writings from the Late Notebooks, 2[110], 80-82 (81).—BT, ‘ASC,’ §2, 18, §7, 25

[11] Staten, Nietzsche’s Voices, 187. On Nietzsche’s conception of the Dionysian in Birth in relation to its portrayal by the German Romantics and Nietzsche as the ‘culmination’ of Romanticism, see Kurt Weinberg, ‘The Impact of Ancient Greece and of French Classicism on Nietzsche’s Concept of Tragedy’, (89-108 [90, 93]) and Max L. Bauemer, ‘Nietzsche and the Tradition of the Dionysian’, in O’Flaherty, Sellner and Helm, eds., Studies in Nietzsche and the Classical Tradition (Chapel Hill: The University of Carolina Press, 1976), 165-189 (esp. 166, 170, 189).

[12] Keith Ansell Pearson Nietzsche contra Rousseau: A Study of Nietzsche’s Moral and Political Thought (Cambridge, New York: Cambridge University Press, 1991), 25. See also, Katrin Froese, Rousseau and Nietzsche: Toward an Aesthetic Morality (Oxford: Lexington Books, 2001), 86.

[13] Jürgen Habermas, The Philosophical Discourse of Modernity: Twelve Lectures, trans. Frederick Lawrence (Cambridge, Mass.: MIT Press, 1987), 92-96 (94). On the critique of Habermas’s reading of Birth, see Paul de Man, Allegories of Reading: Figural Language in Rousseau, Nietzsche, Rilke, and Proust (New Haven: Yale University Press, 1979), 85-86; Alexander Nehamas, ‘Nietzsche, modernity, aestheticism’, in Bernd Magnus and Kathleen M. Higgins, eds., The Cambridge Companion to Nietzsche (Cambridge: Cambridge University Press, 1996), 223-251 (228-230); Daniel W. Conway, Nietzsche & the Political (London: Routledge, 1997), 125-128 (127-128) and Rampley, Nietzsche, Aesthetics and Modernity, 50.

[14] Ridley, Nietzsche on Art, 9; Adrian Del Caro, Nietzsche contra Nietzsche: Creativity and the Anti-Romantic, (Baton Rouge, London: Louisiana State University Press, 1989); Judith Norman, ‘Nietzsche and Early Romanticism,’ Journal of the History of Ideas (University of Pennsylvania Press), Vol. 63, No. 3 (Jul., 2002), 501-519

[15] Staten, Nietzsche’s Voices, 187

[16] See Phillipe Lacoue-Labarthe and Jean-Luc Nancy, The Literary Absolute: The Theory of Literature in German Romanticism, trans. Phillip Barnard and Cheryl Lester (Albany: State University of New York Press, 1988), 1-17

*on the Rapture & the Nausea… —the root & nature of artistic inspiration

*(… —follows on from *‘the artist’s metaphysics’, ‘—on “incorporation”, & the Apollinian sublime, ‘—on “purgation”, & the Dionysian sublime, & ‘the Lyric Poet.
*—the fold in the self-creation of the artist. …).

 

*on the Rapture, then, and the Nausea.
*—the… root, & the nature, of artistic inspiration. …

 

The individual, with all his restraint and proportion, succumbed to the self-oblivion of the Dionysian states, forgetting the precepts of Apollo. Excess revealed itself as truth. Contradiction, the bliss born of pain, spoke out of the very heart of nature. (BT, §4, 46-47)

 

*—‘Excess revealed itself as truth’.

 

Indeed. …

(hmm).

 

*to summarise. (and, hell,—why not? …—)

 

 

*… —Succumbing to the affect of the Dionysian sublime precipitates a… temporary cessation (—a halting) of self-awareness, and of consciousness of time and of space—in short, of subjectivity—and, thus, a corresponding loss of the formal, ethical and spatial relations of the individual to their neighbours and to their surrounding environs….

 

These constraints-limits—necessary to the formation and the perpetuation (maintenance) of culture—are dissolved, then, in the excess of the Dionysian state. …

 

and the—inchoate flux, thus revealed (in the laceration in-of the Dionysian state), is shown to underly—and, indeed, to be prior toall individuation…

 

 

*—and the terror felt in the face of sublime (—the overwhelming suffering of confusion and chaos in the inchoate, ‘primordial’, flux) is revealed as that which precipitates the very need for, and emergence of, the principle of individuation (—principium individuationis)… —repressing the chaos of flux and forging (—fabricating) the individual (—‘restraint and proportion’)…

 

and it’s this, thus, in turn, which reveals individuation to be the provisional and inadequate—artistic—illusion that it (truly) is…

 

*(—‘Excess’, then, as—*truth. …).

 

 

*—The pain experienced in the laceration of the individuated empirical self gives birth to the ‘bliss’ of the purgation—the release—of the drives—identified by Nietzsche as-at—*‘the very heart of nature’,—repressed within individuation. …

 

*What’s at stake here, then, is a fundamentally antagonistic relationship between quotidian existence, which has the Apollinian ‘precepts’ of individuation as the condition of its possibility, and the purgative excess of the Dionysian state:

—‘a chasm of oblivion separates the worlds of everyday reality and of Dionysian reality’. (§7, 59) …

 

*—The Dionysian, through its… moment (sic) of the laceration of the bounds of individuation, achieves-attains a purgative discharge of repressed drives and forces, and a corresponding forgetting of the empirical self:

—‘[T]he rapture of the Dionysian state with its annihilation of the ordinary bounds and limits of existence contains, while it lasts, a lethargic element, in which all personal experiences of the past become immersed’. (Ibid.)

 

—The ‘lethargic’, purgative moment of the Dionysian is what constitutes the ‘chasm of oblivion’ separating it as a fundamentally different mode of experience from the quotidian. …

 

*By the very nature of its extremity and its power, however, the Dionysian state rapidly exhausts itself. …

 

—Nietzsche argues that *the Dionysian ecstatic (—so to) must return to consciousness of time, space and the manifold relations of everyday reality and the self-consciousness these ineluctably engender, but that ‘as soon as this everyday reality re-enters consciousness it is experienced as such with nausea.’ (59-60)

 

*—‘nausea’.

 

—Nietzsche’s definition of the experience of this nausea is crucial. …

 

*—The experience of the finitude and banality of ‘everyday reality’ is now—in the light of the release in-of the Dionysian and the revelation of the inadequate illusion of all individuality—experienced as… absurd and… ignoble.

 

—It’s experienced with revulsion and with nausea when compared to the intoxication—the sublimity—of the experience of the unfettered power of the drives in the Dionysian…

*—‘an ascetic, will-negating mood is the fruit of these states’. (60) …

 

—The—ineluctable—return to the quotidian results in a desire to renounce life. …

 

 

*Nietzsche invokes Hamlet as an artistic analogue for the experience of the return to the quotidian from the rapture of the Dionysian…

 

Through the comparison, Nietzsche both illuminates the experience of post-Dionysian ‘nausea’ and, concomitantly, performs a reading of the play itself…—

*[T]he Dionysian man resembles Hamlet: both have once looked truly into the essence of things, they have gained knowledge, and nausea inhibits action; for their action could not change anything in the eternal nature of things; they feel it to be ridiculous or humiliating that they should be asked to set right a world that is out of joint. Knowledge kills action; action requires the veils of illusion: that is the doctrine of Hamlet, not that cheap wisdom of Jack the Dreamer who reflects too much and, as it were, from an excess of possibilities does not get around to action. Not reflection, no––true knowledge, an insight into the horrible truth, outweighs any motive for action, both in Hamlet and the Dionysian man. (Ibid.)

*Nietzsche’s interpretation of the character of Hamlet is established in contrast to Romantic readings of the text, and, in particular (I’d argue), with that of Coleridge.

 

 

*… —In his lecture on Hamlet, Coleridge argues that Shakespeare’s aim was to ‘portray a person in whose view the external world, and all its incidents and objects, were comparatively dim, and of no interest in themselves, and which only began to be of interest when they were reflected in the mirror of his mind.’[1]

 

For Coleridge, Hamlet represents a type who takes no interest in the outside world until it is significantly reconfigured in his mind.

 

—Apathy and introspection create a stark division between the inner world and the outer world.

 

Coleridge argues that Hamlet is absorbed in ‘endless reasoning and hesitating—constant urging and solicitation of the mind to act, and as constant an escape from action; ceaseless reproaches of himself for sloth and negligence, while the whole energy of his resolution evaporates in these reproaches.’ (Ibid.) …

 

—In contrast to Nietzsche, for whom the revelation of the true constitution of the world renders action futile, for Coleridge, Hamlet’s is a state of procrastination and impotent resolve. …

 

—He is driven by his bad conscience to act, and yet loses himself in internal debate and speculation, failing to implement his resolve. …

 

In response,—he inwardly tortures himself for his failure and procrastination, leading to a deepening of his bad conscience and a renewed resolve to act.

 

This deepening leads (in turn) to further debate and speculation:

—a more profound and pervasive interiority…

 

Coleridge argues that Hamlet’s failure to act stems ‘not from cowardice […] not from want of forethought or slowness of apprehension, for he sees through the very souls of all who surround him, but merely from that aversion to action, which prevails among such as have a world in themselves.’ (Ibid.)

 

*—Hamlet’s inaction (for Coleridge, at least) stems neither from fear, nor from cowardice, but (instead) from a division between the ‘external world’ and the inner world of thought (—the ‘mirror’ of the mind…), founded upon the self-lacerating circularity of the bad conscience.[2]

 

 

—For Nietzsche,—in stark contrast to the ‘Romantic Hamlet’ (—with Coleridge standing as exemplar, here),—the Dionysian ecstatic’s fate is analogous to that of Hamlet: …

*—both have gained insight into the true ‘essence’ and ‘the eternal nature of things’. …

 

—For the Dionysian ecstatic this entails the revelation of the smallness and absurdity of empirical-quotidian existence and its alienation—separated by the ‘chasm of oblivion’—from the profundity of the Dionysian.

 

This knowledge is coupled with the realisation that no action can alter this, even though it must now appear as ‘out of joint’. The demand to amend the ‘nature of things’ appears absurd, humiliating and impossible.

 

The absurdity of quotidian reality when compared to Dionysian reality across the gulf which must, irrevocably, separate them, incites ‘nausea’—‘an ascetic will-negating mood’—in which all action is revealed as futile, for action would require the illusion of the ‘glory’ of individuation, now irrevocably shattered. (§3, 43)[3]

 

—For Nietzsche, then,—the sublime ecstasy of the Dionysian state reveals the powerful chaotic play and contradiction of the ‘primal unity’. …

 

The depth and power of the play of the drives is experienced both with terror and with exultation. (§1, 36)

 

And this ‘state of rapture’ reveals the failure *(—to attain an identity with the ideal which is the full realisation of the potential energy of the drives and forces),—the inadequacy,—the mundanity,… the—infinite replaceability (for want—so to),… *—the   smallness,  of quotidian existence. …

 

*Upon their return to the quotidian, the Dionysian ecstatic gains insight into the true and ineluctable organisation of the Dionysian and quotidian realities (and of the gulf which separates them)…

 

—They… become aware of the profundity and the energy of the drives suppressed within empirical existence in order to render this existence itself possible, and yet,—as an empirically existing individual—they know empirical existence too to be necessary as the redemption of the ‘primal unity’ in-through mere appearance. (§4, 45)

 

—They know, then, that this organisation of realities is itself necessary, and that no effort on their part can alter it. …

 

Nonetheless, the smallness and banality of ‘everyday reality’,—when compared to the exultation in-of the Dionysian, is experienced with incredulity, disappointment, frustration, and resentment (—and with a form of grief (—?), I suppose). …

 

*… —And this reading,—this understanding—of the fate of the Dionysian ecstatic, represents a real, and tenablealternative to what seems to me be the orthodox critical interpretation of the relationship between the Dionysian and suffering in Birth, of which Wayne Klein offers an apposite summary…

[M]usic reveals the essence of the world as eternal contradiction and pain [….] Images, not music, enable one to live on in the face of the knowledge that life is truly abysmal. Images are thus both a prophylactic and a stimulus to life, a necessary antidote to Dionysian music, which if experienced in their absence would cause one literally to expire.

(Klein, Nietzsche and the Promise of Philosophy, 117 *—emphases added here…)

 

Just as Hamlet’s seeing his father’s ghost affords insight into the world’s (the court of Elsinore’s) being—‘out of joint’, so here, the Dionysian ecstatic’s experience reveals the absurdity of quotidian existence, and it is this which precipitates nausea,and not the experience of the Dionysian (—Dionysian music) itself. …

 

*—Both Hamlet and the Dionysian ecstatic are trapped in, what is experienced as, a divided shape of consciousness…

*—in a state of self-alienation. …

 

*—The Dionysian reveller has experienced the ‘feeling of fullness’ which is attained in the ecstatic state of the Dionysian sublime and has ‘gained knowledge’ of the essential nature of existence and ‘the eternal nature of things’.

—Having returned to the absurdity and futility of ‘everyday reality,’ they are now alienated from that essential state of ‘overgreat fullness’ and—‘nausea inhibits action’. …

 

—Quotidian experience and social relations are so constituted as to make it impossible for Hamlet and the Dionysian reveller to express and to realise their ‘true self’ (so to) or ‘character’…

 

—Both are compelled, then, to exhibit a character entirely foreign to them…

How strange or odd soe’er I bear myself;

As I perchance shall think meet

To put an antic disposition on[4]

 

Their essential nature remains irrevocably other, sundered from ‘everyday reality’ by the ‘chasm of oblivion’. They are incapable of expressing and of realising their essential natures, and, so, they suffer…

 

 

*At the heart of Nietzsche’s insight into the nature of ‘nausea’ and resultant pessimism, then, I’d argue, is a fundamental (ironic) inversion. …

 

*—Pessimism, here, is seen to result from a far more fundamental, profound and thwarted optimism…

—a deeply felt experience of the potential for creativity and vitality, inherent in the ‘nature of things’. …

 

—This… ‘optimism’ is, constitutionally, incapable of pragmatic reflection on the chance and finitude in which—‘things’ (—people, places, objects, times, events) are compelled by necessity to exist—to operate-to function…

 

—Disappointment, yearning, frustration and resentment form the ground of pessimism.

 

*… —Quotidian existence fails to attain an impossible perfection…

—‘Now no comfort avails any more; longing transcends a world after death, even the gods; existence is negated along with its glittering reflection in the gods or in an immortal beyond.’ (§7, 60)

 

*Myth is no longer capable of incorporating and redeeming lived experience through its transfiguration into the narratives of the deeds of the gods, for this has been precisely revealed as artifice. …

—Nor can the promise of the immortality of the individuated soul in ‘a world after death’ or ‘immortal beyond’ act as any form of compensation. …

 

—Here, then,—where the danger of the renunciation of life and the threat to the ‘will is greatest’—Nietzsche argues, *—‘art approaches as a saving sorceress, expert at healing.’ (Ibid.) …

 

*That is…

*—The need to redeem existence from ‘nausea’ is what inaugurates-precipitates the Dionysian-Apollinian conjunction and the birth of tragedy from the ironic self-(re-)creation of the artist. …

 

 

[1] Samuel Taylor Coleridge, ‘Hamlet’ in The Major Works, ed. H.J. Jackson (Oxford: OxfordUniversity Press, 2000), 655-659 (—655)

[2] See Charles Mahoney, ‘Coleridge and Shakespeare’, in Frederick Burwick, ed., The Oxford Handbook of Samuel Taylor Coleridge (Oxford: OxfordUniversity Press, 2009) 498-514 (500, 506-509). …

*—On the relationship of Coleridge’s reading of Hamlet to the Romantics see Matthew Scott, ‘Coleridge’s Lectures 1808-1819: On Literature’, 185-203 (187-189).

[3] Cf. ‘Why I am so Clever’, in Ecce Homo: ‘Is Hamlet understood? Not doubt, certainty is what drives one insane.—But one must be profound, an abyss, a philosopher to feel that way.—We are all afraid of truth’. (On the Genealogy of Morals,trans. Kaufmann and Hollingdale, ed. Kaufmann, §4, 246)

[4] William Shakespeare, Hamlet, ed. Ann Thompson and Neil Taylor(London: Arden, 2006), 1.5. ll.168-169, 225

*the incorporation of lived experience & the Apollinian sublime. …

*(… —follows on from *‘the “artist’s metaphysics”’. …).

 

*on ‘incorporation’, & the Apollinian sublime. …

 

*(ASIDE:—An appended disclaimer,… (—of sorts)… —

 …

 —It’s not within the scope of this present work (—of what it is that I want to do here) to address Nietzsche’s relationship to Wagner, and as such,—as I’ve already indicated in a note to my reading of Nietzsche’s early anti-Schopenhauerianism—I won’t be addressing the argument of the latter, and patently Wagnerian, sections of Birth here…

—Nor will I address Nietzsche’s argument concerning the death of tragedy (—at the hands, in particular, of Euripides and Socrates…).

*—Instead, I’m going to be focusing here, specifically, on a close reading of Nietzsche’s definition of the Apollinian and Dionysian and of the phenomenon of the Lyric Poet in the opening sections—the earlier part—of the text. … *—§§1-8. … ).*[1]

 …

*and so, then. …

 

*I’m going to argue here that the Apollinian represents the sublimation of the natural drive of-to ‘dreams’—understood here as the primary, physiological, means of incorporating lived experience—into art and culture. …

*—on ‘incorporation’. …

 *I’m… borrowing (so to.—appropriating (—?)) the term ‘incorporation’ here from Nietzsche’s later writing-philosophy, where it (it seems to me) plays a recurrent and crucial role (and referring it back to Birth)…

 *—In ‘On the Uses and Disadvantages of History for Life’, the second of the Untimely Meditations, Nietzsche defines ‘the plastic power of a man, a people, a culture’ as ‘the capacity to develop out of oneself in one’s own way, to transform and incorporate into oneself what is past and foreign, to heal wounds, to replace what has been lost, to recreate broken moulds’.[2]

—The capacity to incorporate experience is, for Nietzsche, the sign of health and creativity… —It’s the ‘power’ of a ‘nature’ (—an individual, a people, a culture) to ‘draw to itself and incorporate into itself all the past, its own and that most foreign to it, and as it were transform it into blood.’

Such a ‘nature’ draws nourishment and sustenance from experience.—is able (in essence,—in effect) to digest it, and to dispense with whatever is waste-dross: —superfluous or useless (—62-63). …

 

*‘Incorporation’ also forms a crucial term in Nietzsche’s first written record of ‘the eternal recurrence of the same’.[3]

In his ‘Outline’ for the exposition of ‘The Recurrence of the Same’, a passage whose terms echo the concerns of Birth of Tragedy as I have begun to outline them, the term ‘incorporation’ becomes crucial…

—Amongst those elements whose incorporation Nietzsche deems necessary he ranks ‘the passions’ and ‘knowledge’ (Wissen and Erkenntniss), and indeed sees the teaching of the ‘doctrine’ of eternal recurrence as ‘the most powerful way of incorporating it in ourselves,’ of assimilating it and affirming it as part of our experience… —

so as to create eyes for ourselves, temporarily abandoning ourselves to life so as to rest our eyes on it temporarily afterwards: to maintain the drives [of knowledge—the ‘errors’ and the ‘passions’] as the foundation of all knowing but to know at what point they become enemies of knowing: in sum to wait and see how far knowledge and truth can be incorporated.[4]

 …

 

—. *Nietzsche defines the Apollinian as the expression of ‘the principle of individuation’ *(—the principium individuationis: a term he borrows-appropriates from Schopenhauer’s philosophy…). …

 

—That is, it represents the drive to impose order (delimitiation,—delineation, restraint) on the, otherwise, inchoate-chaotic flux of experience, through limitation, selection, and restraint, —in order to forge first linguistic consensus, and, then, ultimately, culture and society themselves. …

 

*—in the plastic art forms to which it gives rise, and in particular within epic poetry (—the epic), the Apollinian drive is represented by the sublime triumph of an heroic protagonist over (seemingly) overwhelming, ‘titanic’ forces.

—As individuals, we are created by the drive (—the need) of the pre-individuated ‘primal unity’ to be redeemed through appearance.

Apollinian art,—engendered by our need to incorporate our individuated experience, appears as the highest incarnation of this natural drive to individuation. …

 

*At the outset of Birth, Nietzsche ascribes the genesis of the human experience of the gods to dreams, citing Lucretius Carus—On the Nature of Things

—‘the truth is that even in more remote antiquity the minds of mortals were visited in waking life, and still more in sleep, by visions of divine figures of matchless beauty and stupendous stature.’ (BT, §1, 33)[5]

—Although Nietzsche follows Lucretius in ascribing experience of the gods to ‘visitation’ by ‘visions’ in dreams, he doesn’t adhere to the Lucretian-Epicurean ‘theory of images,’ which describes these ‘visions’ and ‘images’ as being formed by the reception in-by the mind of particles emitted from the surface of the gods, who themselves exist in an eternal state of apathetic serenity in the intermundane interstices in-between worlds.[6]

Rather, Nietzsche ascribes these dream visions to the incorporation of lived experience, and continual (and otherwise unconscious) physiological processes, such as digestion.[7]

—Poetic inspiration, for the Apollinian Hellenic poet, Nietzsche argues, citing Hans Sachs in Richard Wagner’s Meistersinger, constitutes the experiencing, and subsequent interpretation, of dreams. (Cf. BT, §1, 34)

*Apollinian art, then, represents the harnessing of the drive to incorporation of lived experience, finding its fundamental expression in dreams, into the pre-existing plastic art forms.

—It embodies the transformation of the natural through culture.

*For Nietzsche, the gods themselves, then, are translations—derived from dreams—which transpose physiological and psychological responses to lived experience into mythic personages and narratives.

He’s thus able to compare the experience of the dreamer, or—the poet-interpreter, to the claim made by Schopenhauer that the philosopher is often able to ‘see’—to perceive or to intuit—people and phenomena as mere ‘phantoms or dream images’. …

—the task, then, for both the dreamer and the philosopher, is to try to tear these phantoms aside, and to arrive at a knowledge of what lies beneath them: … —what it is that they are the phantoms or images of.[8]

*—Understood in this light,—the dreamer-poet is conceived of as the ‘close and willing observer’ of dreams, which thus afford an ‘interpretation of life’. (Ibid.) …

—Dreams, and the mythic figures and personages that the poet derives from them, then, embody and can thus be made to betray the physiological and psychological processes and drives which are their ground and which give rise to them.[9]

—They’re a transposition and an interpretation of lived experience in(to) ‘images’. …

*(—This is opposed to Sallis’s reading, in which he claims that the Apollinian and Dionysian represent a ‘certain monstrous break with nature.’ (21) …

—Instead,—the Apollinian here, as I will also argue is the case for the Dionysian, is inaugurated by nature, not as its ‘imitation’, as Sallis suggests (Ibid.—and see also 35), but as the transposition of natural drives into images. …).

*—In dream, and in myth, experience isn’t grasped conceptually, but rather intuitively and aesthetically,—‘in the immediate understanding of figures,’ which embody experience symbolically (sic—*in images), and help render it ‘universally intelligible’. (BT, §1, 34) …

In dreams, then, Nietzsche claims, ‘all forms speak to us; there is nothing unimportant or superfluous,’ since all the ‘forms’ are transpositions of experience.

Even when the… ‘reality’ of a dream is at its ‘most intense’, he argues,—some sort of a… prescience somehow persists that it is, nevertheless, a ‘mere appearance’. (—34-35) …

He contrasts this to a clear allusion to Plato’s (—Socrates’) *‘myth of the cave’ in Book VII of The Republic

*—the images ‘pass before’ the dreamer ‘not like mere shadows on a wall—for he lives and he suffers with these scenes—and yet not without that fleeting sensation of illusion’. (Ibid.)[10]

Nietzsche argues that—in contrast to the fettered and frustrated ignorance of the Platonic cave-dweller—‘our innermost being, our common ground experiences dreams with profound delight and a joyous necessity’, citing his own experience ‘amid the dangers and dangers of dreams’ of having had the capacity to will the dream to continue’:

—‘“It is a dream! I will dream on!”’ (Cf. 35) …

—The experience of the ‘joyous necessity’ of dreams is engendered by their function as the incorporation of lived experience.—Dreams fulfil a necessary natural function as an affirmation even of pain, suffering, and all that is terrible and questionable in existence.

 

Nietzsche argues for (in favour of) the ‘higher truth’ and the ‘perfection’ of dream ‘states’ over ‘the incompletely intelligible everyday world’. (BT, §1, 35.—See Sallis, Crossings,—29)

—Through dreams, experience is rendered intelligible and digestible. …

In this sense, dreams stand in the same hierarchical relation to quotidian existence as the gods stand in relation to the human.

and, for this reason, Nietzsche can therefore speak of having revealed a contradiction…

*—Whereas it would appear that of the ‘two halves of our existence, the waking and the dreaming states,’ the waking is the ‘infinitely preferable, more important, excellent, and worthy of being lived, indeed as that which alone is lived’, Nietzsche performs an ironic inversion of this valuation, by demonstrating ‘the very opposite value of dreams’… —their superiority over waking existence. (§4, 44) …

Nietzsche does warn, however, that this conception of the superiority or priority of dreams over waking life (this—‘image of Apollo’) must include within itself a consciousness of the ‘boundary’ which the ‘beautiful illusion’ of dreams should not be made to overstep.

—It would be dangerous to mistake the dream for ‘crude reality’, he argues, for this would elide its function as transfiguration. …

—It’s necessary, then, he argues, to remain conscious of the essential ‘measured restraint,’ enforced ‘calm’, and discipline engendered by the Apollinian.

This—‘restraint’, acts as the measure of something which must itself be restrained (—‘the wilder emotions’), in order for the Apollinian to exist. (Ibid.)

Nietzsche frames this restraint through an image of the sublime, borrowed from Schopenhauer’s presentation of the Kantian distinction between the thing-in-itself and appearance… —

Just as the boatman sits in his small boat, trusting his frail craft in a stormy sea that is boundless in every direction, rising and falling with the howling, mountainous waves, so in the midst of a world full of suffering and misery the individual man calmly sits, supported by and trusting the principium individuationis.[11]

—The Apollinian represents the creation of the individual… —the principle of individuation. …

In the figure of Apollo, Nietzsche argues, the ‘unshaken faith’ and ‘calm repose’ of the ‘man wrapped up’ in the principle of individuation, ‘receive their most sublime expression’.

—The Apollinian represents the necessity of the artistic creation of the individual as an ‘“illusion”’ and, therefore, the ‘joy’ that the fulfilment of this process engenders.

*To understand the nature of this necessity Nietzsche argues that it is necessary to effectively deconstruct ‘Apollinian culture’ in order to render its ‘foundations’ ‘visible’. (Cf. §3, 41)…

He defines this process of deconstruction through a sculptural metaphor. …

—At first, the images or representations of the gods themselves are encountered, their ‘figures’ standing on the ‘gables’ of the Apollinian.

That Apollo seems to take his place among the gods and their deeds is a deception—‘for the same impulse that embodied itself in Apollo [—the artistic impulse to incorporation] gave birth to this entire Olympian world.’ (Ibid.)[12]

Nietzsche’s question is: —what ‘terrific need’ motivated the creation of the Olympian gods… —?

—He argues that this isn’t a question of ‘moral elevation’ (with the emphasis added here),—nor is it one of a ‘disincarnate spirituality’, which would denigrate the body and seek to renounce worldly existence. (Ibid.—and, again, the emphasis is added…)

Instead,… —it’s a question concerned with physiology, psychology, and the incorporation of lived experience…

*—the formation of the individual and the redemption of existence. …

*—For Nietzsche, the question of what need gave rise to the creation of the Olympian gods is one that, essentially, seeks to define the foundation of the ‘fantastic excess of life’ which, he argues, typified Hellenic art and culture and rendered them an exception within history: an example and an artistic model to be revivified…

Nietzsche seeks to comprehend what drives gave birth to the ‘exuberant triumphant life’ of the Hellene ‘in which all things, whether good or evil are deified’—in which all of existence is affirmed. (41.—emphases added)

Abandoning a moral, specifically Christian, perspective for his own form of nascent naturalism, Nietzsche argues that this ‘inexplicable gaiety unfolds itself’ and reveals its origins and constitution in ‘Greek folk wisdom’. (42) …

As the epitome of this wisdom, he cites the story of King Midas’s encounter with Silenus: the ‘demigod’ and ‘companion of Dionysus’…

*—Having captured Silenus after a long pursuit, King Midas asked him ‘what is best and most desirable of all things for man.’ …

After giving a ‘shrill’, sarcastic laugh, Silenus replied… —‘“Oh, wretched and ephemeral race, children of chance and misery, why do you compel me to tell you what it would be most expedient for you not to hear? What is best of all is utterly beyond your reach: not to be born, not to be, to be nothing. But the second best for you is—to die soon.”’ (Ibid.) …

—According to the wisdom of Silenus, Nietzsche argues, suffering lies at the heart of the human condition (existence).

Non-existence, in the most radical form possible,—of never having existed, is revealed as preferable to existence and yet (of course) is impossible…

Pessimism lies at the heart of the ‘Greek folk wisdom’. …

It is this substratum of pessimistic wisdom upon which the edifice of Apollinian culture stands:

*—‘The Greek knew and felt the terror and horror of existence. That he might endure this terror at all, he had to interpose between himself and life the radiant dream birth of the Olympians.’ (Ibid. Sallis, 36-37)

…—Conscious, then, of the terrifying, chaotic flux at the foundation of existence, and in order not to be crushed beneath the weight of the pessimism this consciousness inevitably engendered, the Hellene was compelled to create the beautiful illusions of Apollinian culture… —

That overwhelming dismay in the face of the titanic powers of nature, the Moira [—fate] enthroned over all knowledge, the vulture of the great lover of mankind, Prometheus, the terrible fate of the wise Oedipus […] the entire philosophy of the sylvan god, with its mythical exemplars […] all this was again and again overcome by the Greeks with the aid of the Olympian middle world of art; or at any rate it was veiled and withdrawn from sight. (42)

 For Nietzsche, the fates of Prometheus and Oedipus stand as ‘mythical exemplars’ of the inevitable state of pessimism inspired by the truth embodied in the wisdom of Silenus.—

In order to overcome this pessimism the Hellenes interposed—between themselves and existence—the ‘middle world’ of Apollinian art…

Thus, (and why not?)… —the Olympian gods relate to the wisdom of Silenus ‘as the rapturous vision of the tortured martyr [relates to] his suffering’: as a ‘veil’ and as a remedy. (Ibid.)

—Their creation stems from the Hellenic ‘excess of life’, a will for life to continue in spite of pessimism: ‘it was in order to be able to live that the Greeks had to create these gods from a most profound need.’

—The need to justify life and existence, over and against the pragmatic honesty of pessimism and the ‘titanic forces of nature’, in order thus to maintain them, motivated the birth of the gods.

—In effect, then,—the… ‘edifice’ (so to) of the Apollinian stands on the very foundation of the ‘titanic’. (Ibid.) …

Having thus deconstructed the Apollinian, Nietzsche then proceeds to analyse the process of its historical development from the moment of its instantiation… —‘out of the original Titanic divine order of terror, the Olympian divine order of joy gradually evolved through the Apollinian impulse toward beauty.’ (42-43)

Emerging from the foundation of the ‘titanic’, the Apollinian art impulse was engendered in order to create the edifice of the Olympian world as a ‘veil’ covering and transfiguring existence, overcoming the pessimism which it ineluctably inspired…

—‘How else could this people, so sensitive, so vehement in its desires, so singularly capable of suffering, have endured existence if it had not been revealed to them in their gods, surrounded with a higher glory?’ (43)

The same art impulse which gave rise to dreams and ‘which calls art [itself] into being’ as (both) the interpretation and incorporation of existence, was also then, ‘the cause of the Olympian world which the Hellenic “will” made use of as a transfiguring mirror.’ (Ibid.)

Just as with dreams,—the ‘cause’ (so to) of the creation of the gods was a response to an immanent physiological and psychological need to incorporate existence.

*—art is ‘the complement and consummation of existence’. …

—the ‘complement’, insofar as it is the ‘transfiguring mirror’ held up to existence. …

—the ‘consummation’, insofar as it represents that which makes life possible and desirable…

—‘Thus do the gods justify the life of man: they themselves live it—the only satisfactory theodicy!’ (Ibid.)

*—The ways of the gods are explained as the transfiguration and redemption of existence in and through ‘mere appearance’. …

For Nietzsche, ‘illusion’ is thus necessary to ‘nature’.

—art is a device employed by nature in order to ‘achieve her own ends’…

—And the end, at least in this instance (—for ol’ Fritz, at least), is the seduction of ‘man’ (—humanity) toward a continuation of existence…

—‘The true goal is veiled by a phantasm: and while we stretch out our hands for the latter, nature attains the former by means of our illusion.’ (44)

The Apollinian ‘phantasm’ (—phan–tasm. hmm. …) is the means by which ‘nature’ achieves the goal of redeeming existence from the pessimism inspired by the consciousness of its ‘titanic’ ground.

*—For Nietzsche, to understand the end of this process is to understand the meaning of the terms ‘nature’ and the ‘naïve’, as Nietzsche employs them in Birth.

—The first moment of the process of the evolution of the Apollinian sublime as redemption is the primordial ‘titanic’: ‘the terror and horror of existence’. (42) The conscious acknowledgement of the ‘titanic’ engenders a nihilistic pessimism and desire to renounce existence that threatens the ‘will’…

In response, the same ‘art impulse’ which gives rise to dreams as the incorporation of lived experience, is harnessed to invert the ‘wisdom’ of pessimism into an affirmation of existence.

—This is the moment of theogony

 

*—Apollo gives birth to his fellow Olympian gods…

 

In the same sense that dreams represent the incorporation of experience, myth and the plastic arts are engendered in order to transfigure existence and surround it with a ‘higher glory’.

In the final moment of the process nature attains its goal and redeems itself and existence in the ironic inversion of the pessimism inspired by the wisdom of Silenus into the affirmation inspired by the Apollinian ‘wisdom of illusion’.

This, for Nietzsche, I would argue, is the aetiology of myth and of the ‘plastic’ arts and, simultaneously, his account of Hellenic-Olympian theogony.

*—Both here combine to form Nietzsche’s (—ironic) ‘theodicy’. …

Through the ‘transfiguration of genius and the world of art,’—that is, through the transposition of existence into the ‘higher sphere’ of art—the Hellenic Greeks rendered themselves able to feel ‘worthy of glory’ and therefore to affirm all of existence, without that ‘higher sphere’ acting as a ‘command or a reproach’—a moral judgment against their existence. …

The process of transposition was in-and-of-itself affirmed in this way, and Nietzsche compares this affirmation to his own insight into the nature of dreams: —‘“It is a dream, I will dream on.”’ (Cf. §§3-4, 44)

—This cry, on the part of the dreamer in the midst of illusion, which fails to shatter that illusion, is also, for Nietzsche, the cry of the artist. …

—Just as the function of dreams is felt as necessary, and their experience is therefore accompanied by joy, so the Apollinian arts are experienced with ‘a deep inner joy in contemplation’. (§4, 44)

For Nietzsche, to become absorbed in the contemplation of the plastic art forms which embody the transposition of quotidian experience, is to be raised above this experience,… —to be freed from the confusion and striving which accompany it, and to be able to comprehend it. …

This incorporation and release constitutes the state of ‘joy’. …

Nietzsche argues that the need for the attainment of this state manifests itself as the ‘ardent longing for illusion and for redemption through illusion.’ (45)

He identifies this ‘longing’ at the heart of the drives (‘omnipotent art impulses’) which give rise to the dream and to myth and art. It is this which leads him to introduce what he dubs the ‘metaphysical assumption’ of Birth:

—‘the truly existent primal unity, eternally suffering and contradictory, also needs the rapturous vision, the pleasurable illusion, for its continuous redemption.’ (Ibid.)

—As I argued in the first chapter-string-thread of fragments here *(—‘On Intuition, Flux and Anti-metaphysics’, onward…), —despite Nietzsche’s own… equation of the ‘primal unity’ with the ‘metaphysical’, the concept is far closer to Henri Bergson’s later definition of the flux of the undivided continuity of states of ‘duration’ and to Nietzsche’s own later formulation of ‘the will to power’…

—Distinct from any conception of ‘the thing-in-itself’ and belonging firmly to the realm of representation, it represents the ‘suffering’ and contradiction of the flux of natural drives preceding, and at the foundation of, all individuation.

Nietzsche argues that the ‘primal unity’ finds expression in the ‘titanic’ beings and forces of Hellenic myth and identifies it with the experience of the ‘terror and horror of existence’. It is this which acts as the motivation of the need for the ‘rapturous vision, the pleasurable illusion’ of the Apollinian.

*—The Apollinian is sublime. …

—it represents the heroic triumph of the individual (which Nietzsche sees as exemplified in Homeric epic myth) over the awful and abysmal chaotic ‘titanic’ forces (the ‘primal unity’) which threaten at all times to overwhelm individuation. (BT, §3, 43)[13]

A crucial distinction appears in his definition of the necessity of and ‘longing for’ the illusion of individuation on the part of the ‘primal unity’… —

[I]f we do not consider the question of our own “reality,” if we conceive of our empirical existence, and that of the world in general, as a continuously manifested representation of the primal unity, we shall then have to look upon the dream as a mere appearance of mere appearance, hence as a still higher appeasement of the primordial desire for mere appearance. (Ibid.)

 We are compelled, then, so Nietzsche argues, to accept individuation and thus ‘empirical existence’ as the ‘transfiguring mirror’ interposed between the human and the ‘titanic’ and ‘truly existent’ reality. …

—It is a representation and a transfiguration of the ‘primal unity’ as a result of its ‘ardent longing’ for redemption through illusion.

—The dream, and subsequently myth and the plastic arts of the Apollinian, constitute the ‘mere appearance’ of this ‘mere appearance’.—They… symbolically… (—?) —imagistically *(that isin images)—transfigure empirical existence and render it intelligible. …

They thus represent a ‘higher appeasement’ of the original existential need for redemption through appearance,… —‘that is why the innermost heart of nature feels ineffable joy in the naïve artist and the naïve work of art’: empirical existence and individuation emerge as the redemption of the ‘terror and horror’ of the chaotic flux of the ‘primal unity’. (Cf. 45) In turn, art emerges as the redemption and incorporation of empirical existence…

Nietzsche defines Apollo as an ‘ethical deity’ who hands down an ‘imperative and mandatory’ ‘law’ to his disciples and ‘exacts measure’ and ‘self-knowledge’: ‘the delimiting boundaries of the individual’. (46)

This restraint demanded by Apollo is the condition of the possibility of the individual and thus of society and culture. It appears as an ethical judgment against the ‘excess’ and ‘titanic’ nature of ‘pre-Apollinian’ and ‘non-Apollinian’ cultures. The Dionysian and its effects were also regarded by Apollo and Apollinian culture as ‘“titanic”’ and ‘“barbaric”,’ and yet, as Nietzsche’s symbolic analogue of Raphael’s Transfiguration illustrates, the Apollinian is itself dependent upon these ‘titanic’ forces: (Ibid.)

Transfiguration (ii)

[14]

 …

 

—Sallis, I’d argue, is wrong when he claims that Nietzsche argues that Raphael painted both the Apollinian and Dionysian in the Transfiguration.

—The Apollinian does not ‘become’ Raphael’s painting (in contrast to the Greek temple of his architectural metaphor, or ‘magic mountain’ of his description of the birth of myth and the Olympian). (38) …

—For Nietzsche, I’d argue, the painting acts as a symbolic analogue for the emergence of the Apollinian from the ‘primal unity’. …

—He argues that the lower half of the picture embodies the ‘demotion of appearance to the level of mere appearance,’ (45.—emphasis added).

Appearance here takes only the form of quotidian empirical existence… —The ‘possessed boy, the despairing bearers, the bewildered terrified disciples’ stand as the symbolic embodiment of the ‘primal unity’ and are the ‘reflection’, or ‘“mere appearance”’,—of contradiction and suffering in individuation. …

From this mere appearance of empirical existence there arises ‘like ambrosial vapour, a new visionary world of mere appearances’, just as, for Nietzsche, both the dream and naïve art arise as the incorporation and redemption of experience and existence. This second world of appearance remains invisible to those ‘wrapped in the first,’ who are thus condemned to their suffering. (45)

*—Without art, as the highest manifestation and appeasement of the need for redemption through appearance, the sufferers cannot comprehend and therefore transcend their suffering. They remain trapped in mere empirical existence…

*—The Transfiguration embodies (—acts, for Nietzsche, as a metaphor for) the relationship between the Apollinian and its ‘substratum’, the wisdom of Silenus, and their ‘necessary interdependence.’ (45)

—Apollo represents the sublime ‘apotheosis’ of the principium individuationis ‘in which alone is consummated the perpetually attained goal of the primal unity, its redemption through mere appearance’. This symbolical analogue reveals the necessity of ‘the entire world of suffering’ for ‘by means of it the individual may be impelled to realize the redeeming vision.’ (Ibid.)

 

*If art is revealed as the highest form of fulfilment of the need for redemption through illusion and of the affirmation of existence, this redemption and affirmation, in turn, represent the redemption and affirmation of the necessity of suffering.[15]

—Without suffering and contradiction, Nietzsche argues, there can be no compulsion to individuation, redemption, and existential affirmation.

*Without excess, then, is no restraint. …

and—the interdependence of the Apollinian and the ‘titanic’ is (thus-therefore) revealed. …

*Within Hellenic culture itself, this was revealed to the Apollinian Hellene by the Dionysian: ‘his [—Apollo’s and the Apollinian Hellene’s] entire existence rested on a hidden substratum,’—a substratum which the Apollinian itself was inaugurated—and evolved—in order to veil… —

*—‘And behold: Apollo could not live without Dionysus! The “titanic” and the “barbaric” were in the last analysis as necessary as the Apollinian.’ (Ibid.)

 

—In revealing the ‘ethical’ process of the suppression of ‘titanic’ drives and ‘wilder emotions’ entailed in the formation of individuation and Apollinian art, Nietzsche argues, what is revealed is the indestructibility of these drives and emotions.

—Apollo can-could only ever veil, and never (truly) erase them. …

—In ‘Before the Subject: Rereading Birth of Tragedy’, Kemp Winfree frames this rather beautifully and succinctly, defining the Apollinian as a ‘form always marked by what it would need to exclude’. (—61) …

 

*—In an early draft fragment of Birth, (translated as)—*‘The Dionysiac World View,’ Nietzsche describes the sublime triumph of the Apollinian in terms which embody its role as transposition and incorporation:

—‘It was the Apolline people who laid the chains of beauty on over-mighty instinct, who yoked and harnessed nature’s most dangerous elements, her wildest beasts’.[16]

 

And again,—in contrast to Sallis’s argument, this passage indicates not a monstrous ‘break’ with nature, but (instead)—nature’s transfiguration. …

 

—The apparent contradiction in the image of beauty as a set of imprisoning ‘chains’, is resolved in the appreciation that this represents the triumph of a will to order, selection and restraint over ‘over-mighty instinct’. …

 

*This image of a ‘harnessed’ instinct recurs in ‘On Truth’, in Nietzsche’s description of the ‘fatal curiosity’ of the will to truth in terms which echo the relationship of the Apollinian and Dionysian.

—The will to truth, he argues, ‘might one day have the power to peer out and down through a crack in the chamber of consciousness and then suspect that man is sustained in the indifference of his ignorance by that which is pitiless, greedy, insatiable, and murderous – as if hanging in dreams on the back of a tiger.’ (115)

The sustenance of ‘man’, of the Apollinian Hellene and of the intellect derives from a power to suppress a substratum of powerful barbaric instinct.

*Importantly (I would argue),—these terms also recur in Nietzsche’s later definition of the ‘classical’ (—which I’ve already laid out in a note to the fragment on Nietzsche’s early anti-Schopenhauerianism *[link], and to which I want to return, later…).[17]

 

*—The constitution of the Apollinian in Birth represents Nietzsche’s first articulation of the ‘classical’ and serves to bind Nietzsche’s nascent naturalism in Birth to his later, fully articulated, ‘classical’ aesthetic. …

 

*—The ‘titanic’ drives, suppressed in-by the order, selection, and restraint in-of the Apollinian, then, must (ultimately), however, find some form of release,…

—and it is this need which finally engendered *—the rebirth of the Dionysian. …

 

 


[1] On the relationship of Birth to the influence of Wagner,—see, in particular,—Henry Staten, ‘The Birth of Tragedy Reconstructed’ in Nietzsche’s Voices (Ithaca: Cornell University Press, 1990), —187-216. *(—esp. 192). …

—According to Staten’s reading, it’s Nietzsche’s relationship to Wagner that proves problematic to a clear conception of his relationship to Schopenhauer and Schopenhauerian metaphysics. …

—The influences of both Schopenhauer and Wagner on Birth are intimately connected.

—For a clear biographical study of the intellectual and artistic influence of Wagner on Nietzsche, see Dieter Brochmeyer’s influential essay, ‘Wagner and Nietzsche,’ in Ulrich Müller and Peter Wapnewski, eds., Wagner Handbook, trans. John Deathridge (Cambridge Mass.: Harvard University Press, 1992), 327-342 (—on Birth in particular,—329-335…).

[2] Untimely Meditations, trans. R. J. Hollingdale, ed. Daniel Breazeale (Cambridge: Cambridge University Press, 1997), 57-123

[3] —in notebook M III 1, Sämtliche Werke: Kritische Studiensausgabe, ed. Giorgio Colli and Mazzino Montinari, 2nd edn., 15 vols (Berlin and New York: de Gruyter; Munich: dtv, 1988; CD-ROM 1995), vol. 9, *(hereafter KSA), trans. Duncan Large, Diane Morgan, and Keith Ansell Pearson, as ‘16. Notes from 1881’ in The Nietzsche Reader, ed. Ansell Pearson and Large, 238-241. …

[4] —11[141], pp. 238-239.—Nietzsche’s own emphases retained here,—words in bold being double underlined in the notebook entries…

[5] —Lucretius Carus, On the Nature of Things, trans. Martin Ferguson Smith (Cambridge: Hackett, 2001), 5.1161-1193, p. 169. Cf. John Sallis, Crossings: Nietzsche and the Space of Tragedy (London: The University of Chicago Press, 1991), 14.

[6] On this theory see especially 4.30-324, pp. 101-109, and on dreams in this regard, 4.453-468, 112.—On the apathy of the gods, especially 1.44-49, p. 4; 2.1093-1094, p. 63; 3.22-24,  68

[7] In a chapter on ‘The Physiology of Dreams’ in The Invention of Dionysus: An Essay on The Birth of Tragedy (Stanford: Stanford University Press, 2000), James Porter, citing Nietzsche, argues that Lucretius’s Epicurean theory of images draws ‘on a physiological account of religious superstition that stems from Democritus,’ (36-47 [39]): —‘The gods are traced back to natural events (Naturvorgänge) by Democritus and Lucretius.’ (Ibid.) …

—Porter’s argument serves to succinctly link Nietzsche’s allusion to Lucretius to an underlying anti-metaphysical naturalism in which the gods form ‘an expression of an internal, all-too-human need’, (39) which Porter refers to Democritus’ account of the ‘physiological sources of poetic inspiration’. (38, 179n.3).

This naturalistic interpretation of dreams and the origins of artistic inspiration is echoed in Daybreak (Daybreak: Thoughts on the Prejudices of Morality, trans. R.J. Hollingdale, ed. Maudemaire Clark and Brian Leiter, [Cambridge: Cambridge University Press, 1997] hereafter D.),—§72, in which Nietzsche opposes Epicurus and Lucretius’s philosophy to Christianity’s ‘idea of punishment in hell’ and renunciation of the body (43-44).

[8] Nietzsche refers to Schopenhauer’s Die Welt als Wille und Vorstellung, ed. Julius Frauenstädt (1873). Cf. Schopenhauer, WWR, Vol. 1, I, §5, 16-18

[9] Compare on this: … —Human All Too Human (trans. R.J. Hollingdale [Cambridge: Cambridge University Press, 1996]):

– In sleep our nervous system is continually agitated by a multiplicity of inner events, almost all our organs are active, our blood circulates vigorously, the position of the sleeper presses on individual limbs, his bedcovers influence his sensibilities in various ways, his stomach digests and its motions disturb other organs, his intestines are active, the position of his head involves unusual muscular contortions, his feet, unshod and not pressing against the floor, produce an unfamiliar feeling, as does the difference in the way his while body is clad – all this, through its unusualness and to a differing degree each day, excites the entire system up to the functioning of the brain; and so there are a hundred occasions for the mind to be involved in puzzlement and to look for grounds for this excitation: the dream is the seeking and positing of the causes of this excitement of the sensibilities, that is to say the supposed causes. (HH I, §13, 17-19)

*—Nietzsche argues that the figures and images of the dream arise through the dreamers’ attempt to fabricate fantastical causes for—to interpret and transpose—physiological processes and stimuli.

In the preceding section (§12), he argues that the function of the brain upon which sleep and the images of dreams most encroach is memory…

—Whilst he is, in this section, dismissive of dreams as confused and capricious operations of memory, and of what he characterises as our unquestioning belief in dream images during sleep, arguing that they represent an atavistic remainder of archaic man, nevertheless the two passages serve to bind the psychological and physiological characteristics of dreams.

[10] Cf. Plato, The Republic, trans. H.D.P. Lee (Harmondsworth: Penguin, 1955), §7, 278-286.

[11] Nietzsche cites Die Welt als Wille und Vorstellung (BT, §1, 35-36), and the passage is translated by Kaufmann, along with the rest of the text.

—The translation used here is taken from WWR, I, §63, 350-357 (352-353).

[12] Cf. Sallis, 34-35. …

—Thomas Jonavoski is thus wrong to seek to separate the Apollinian from the Olympian in his reading of Birth, and this also true of his attempt to separate Homeric epic and mythology.

(Jovanovski, Aesthetic Transformation: Taking Nietzsche at His Word [New York: Peter Lang, 2008], xxviii-xxix)

[13] This serves to qualify the readings of Birth offered by Sallis and Rampley…

—Although both offer insightful readings under the rubric of the sublime, neither considers the Apollinian in and of itself as a mode of the sublime. To do so, and to understand this artistic mode of the sublime as analogous to the principle of individuation serves to clearly explicate the naturalistic foundations of the text. (—See Sallis, 9-41 and Rampley, 78-109).

Nietzsche identifies the overcoming of the ‘barbaric’ and ‘titanic’ in the emergence of ‘the Homeric,’ heroic ‘world’ which developed, in approximately X-VIII centuries B.C. ‘under the sway of the Apollinian impulse to beauty’ as the sublime triumph over the ‘empire of Titans’. (BT, §3, 43. cf. Silk, M. S.  & Stern, J. P., Nietzsche on Tragedy [Cambridge: CambridgeUniversity Press, 1981], 66)

In his essay, ‘Homer on Competition,’ Nietzsche equates this triumph over the abysmal with the emergence of the central importance of competition in Hellenic culture, and especially with the parallel, drawn from Hesiod, of the ‘two Eris-goddesses on earth’. …

*(—The essay is reproduced and translated in Nietzsche, On the Genealogy of Morality, trans. Carol Diethe, ed. Keith Ansell-Pearson 187-194. ‘Homer on Competition,’ ‘The Greek State,’ and ‘three other essays—on the topics of truth, the future of education, and Schopenhauer’ which Nietzsche presented to Cosima Wagner in the Christmas of 1872 as ‘Five Prefaces to five unwritten books’, were, originally, intended by Nietzsche to form parts or chapters of Birth of Tragedy.—See Nietzsche, OGM, viii).

—The first of the goddesses was created by ‘Black Night’ in order to promote wickedness and war amongst men. The second, according to Nietzsche, created as a countermeasure by Zeus, promoted envy, and therefore the motivation for labour, and for competition between men: ‘Even potters harbour grudges against potters, carpenters against carpenters, beggars envy beggars and minstrels envy minstrels.’ (Cf. 189-190[n]. Nietzsche cites Hesiod, Works & Days ll.12-26).

This perpetual contest for excellence of the Hellenic citizens with one another, typified Homeric epic myth, Nietzsche argues, is that which motivated and drove the development of Hellenic culture, led the civilisation to prosper and precipitated its continual process of self-overcoming, over and against the brutality of pre-Apollinian ‘barbaric’ culture.

Allison argues that:

In Philosophy in the Tragic Age of the Greeks, Nietzsche remarks that Heraclitus extended the notion of competition to the level of a cosmological doctrine, whereby reality itself consists in the play, the continual strife and resolution, of opposites, resulting in a dynamic world of becoming––a world of constant change and transformation (not a static world of being).

(Allison, Reading the New Nietzsche, 33n. Nietzsche, Philosophy in the Tragic Age of the Greeks, trans. Marianne Cowan [Chicago: Regnery Publishing, Inc., 1962], §5, 55)

The cosmological conception of a ‘dynamic world of becoming’––derived primarily from the influence of Hesiod and Heraclitus––is significant in this context as it demonstrates that the inauguration of the ‘period’ or age of Homeric myth can be seen to map the emergence (the moment of conception) of Hellenic Apollinian culture, through the extension of competition ‘to the level of a cosmological doctrine,’ which served thus as a glorification and justification of the process or principle of individuation. (BT, §4, 45)

[14] —*©Vaticano, Pinacoteca Apostolica Vaticano, Rome www.anth.ucsb.edu/projects/esm/IAM/Raphael.jpg *(—accessed 16th March, 2014).

[15] See Porter, The Invention of Dionysus, 74-77. …

*—Nietzsche echoes his reading of the Transfiguration in Daybreak, (—§8): …

—‘Transfiguration. – Those that suffer helplessly, those that dream confusedly, those that are entranced by things supernatural – these are the three divisions into which Raphael divided mankind.’ (10) …

He goes on to oppose the naturalism of his own philosophy to entrancement in the supernatural, proffering what he argues is a ‘new transfiguration’. (Ibid., emphasis added)

*—This new transfiguration is precisely that outlined in Birth: *—the transfiguration and incorporation of lived experience through art.

*—See also note 6[30] from 1870 in Writings from the Early Notebooks, 31-32. …

[16] Nietzsche, ‘The Dionysiac World View,’ trans. Ronald Speirs, in The Birth of Tragedy and Other Writings, trans. Ronald Speirs, ed. Raymond Geuss and Ronald Speirs, (Cambridge: Cambridge University Press, 1999, 117-138 *(—123).

[17] *—See HH IIa, §114 and IIb, §217 and GS V, §370.

*’the fold of the artist’ – by way of context…

FOLD3

the fold of the artist.
—artistic inspiration and the artist in Nietzsche and Modernism
Dr. M.D. Bolsover

Has anyone at the end of the nineteenth century a clear idea of what poets of strong ages have called inspiration? […T]he idea that one is merely incarnation, merely mouthpiece, merely a medium of overpowering forces. The concept of revelation—in the sense that suddenly, with indescribable certainty and subtlety, something becomes visible, audible, something that shakes one to the last depths and throws one down—that merely describes the facts. One hears, one does not seek; one accepts, one does not ask who gives; like lightning, a thought flashes up, with necessity, without hesitation regarding its form—I never had any choice.
*(Friedrich Nietzsche, ‘Thus Spoke Zarathustra’ in Ecce Homo, 295-307; §3, 300-301.—300).

*indeed. …

PART FIRST – in which (by way of introduction)
the author apologises, falters, begins…

*notes.

all this will appear fragmentary—disjointed, structureless, abrupt, and arbitrary—for which, I suppose, I owe an apology…

*(—I need to crave the indulgence, and the patience, of any and all of my would-be readers…

—I need to crave your indulgence…).

*—I want to use this as a sort of an experiment. …

about which I am genuinely anxious.
—to present a single work (of sorts) as (in. through.) a series (—ongoing.—indefinite) of posts. …

—to play on the ‘blog’ form…
*—what I want to do is to try to set down a complete account—a complete theory—of artistic inspiration: of what I’ll define as an intensely undergone aesthetic experience, in which a change in the disposition of an observer (—of the eventual artist), coincides with a change in the disposition of the thing observed, revealing (—rendering sensible/knowable/apparent) a *quality—in the thing,—in the observer, which had always been (implicitly) present, and yet which had remained hidden, veiled, or somehow repressed, up until the moment of its revelation.

…in essence,—the experience of an *ironic inversion, in which a shape of consciousness—the thing as-had-taken it to be (—the ‘self’ as-had-taken it to be)—is undone and is revealed to be the very opposite of that which it had been taken to be; this revelation then going on to form the foundation for a new shape of consciousness, liberated from the former self-misapprehension.

—and this revelation, undoing, inversion and reformation are what inspires, and what are captured in, the work of art. …

and it is this process—in its entirety—that I’ll seek to define in what follows as—
*the fold in the self-creation of the artist. …

*before I begin with all of that, though, I want to (try to) explain myself, at least a little…

*(and this means, at times, I’m aware, that I’ll be obliged to take myself too seriously, and that my writing will remain, despite any of what might be my best intentions, I fear, far too self-indulgent.—precious and purple…).

this will have been, in part, an autobiography (—of sorts). …

and I want to lay out the context of all of this:… —all of the (pertinent) details, as it seems to me,—as coldly, cleanly and precisely as I can.—and why it constitutes, for me, precisely an experiment…

*—I will focus on a comparison of the accounts of artistic inspiration in the works of Friedrich Nietzsche and some of the most famous and influential, self-styled, neo-classical Modernist writers and critics,—in particular, James Joyce, T.E. Hulme and Ezra Pound.

(—why?)

(hmm).

—in essence, because (in the more distilled form of a comparison of Nietzsche and Joyce) this formed the focus of my doctoral thesis, which I completed at the University of Edinburgh,—a couple of years ago now…

—in part, I’m simply too lazy and far too anxious to start, from scratch (as is said.—for want), with an entirely new work. but, mostly, I feel, I’m just not really finished with all of this quite yet…

and so, (and hell,—why not?)… —I‘m going to use the mass of that thesis material here, in what will be a substantially re-arranged and (heavily) edited form, with some restored excised material, some further explicatory and exploratory notes and asides, and what I hope will represent a further and deeper development of my thesis, couched in language that actual human beings and readers (it is fervently hoped) might actually stand a chance of being able to follow…

*to begin,—by way of some sort of an introduction—it seems important (—vital?) to me to try to offer an explanation as to why. … —as to what I was originally attempting in my thesis (both personally and intellectually) and of all that led up to it.

and why it failed. …

and why it is that now I want, or feel drawn, to take advantage of the… (what?)—the space and/or the opportunity that this forum provides to conduct this experiment…

most of all, I want to write, I think, to the person who was always at the centre of all this,—of everything to(-for) me, and for whom it was intended. (—for you…).

*(I remember reading Kurt Vonnegut’s advice to writer’s, in his author’s ‘Introduction’ to the collection of his early fiction, Bagombo Snuffbox, to always write for one person.

Vonnegutt always wrote to his sister…

—my ‘ideal reader’ (?), I suppose, is always partly me, but mostly you, I think…

—I write to be recognised and to be understood (and pardoned)—by you…).

…—to redeem (—to retrieve) all of my failed (disappointed,—frustrated) ambition.—to turn all of this… material (? for want) to account, and to make it, now, here, accomplish (in some as yet undefined, unqualified, measure) all that I still seem to feel I need to accomplish. (still feel that dull, persistent aching in the chest for…).